Search for: "Capital Management Securities Parent Corp." Results 21 - 40 of 102
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14 Nov 2023, 9:01 pm by renholding
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
13 Jan 2020, 3:02 am by Lynn Jokela
The most common topics covered are: environmental impact & risk management (including waste reduction), human capital management (including diversity & inclusion and community engagement) and health & safety MD&A: Corp Fin Wants More Info on Supplier-Finance Arrangements In recent remarks at an AICPA conference, Corp Fin’s Deputy Chief Accountant Lindsay McCord said companies need to do a better job discussing the financial… [read post]
1 Apr 2011, 10:57 am by Don Cruse
Who can sue over broken commercial lending agreements: Basic Capital Management, Inc., American Realty Trust, Inc., Transcontinental Realty Investors, Inc., Continental Poydras Corp., Continental Common, Inc., and Continental Baronne, Inc. v. [read post]
15 Nov 2023, 6:26 am by jeffreynewmanadmin
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
25 Oct 2021, 1:20 pm by Emily Dai
Tuesday, October 26, 2021, at 10:00 a.m.: The House Financial Services Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets will hold a hearing examining risks to investors and the U.S. posed by foreign issuers in U.S. markets. [read post]
14 Jun 2021, 9:59 am by Ajay Sarma, Christiana Wayne
David Berger, commandant of the Marine Corps. [read post]
8 Sep 2021, 2:49 pm
    (…) After Nello defaulted, Live Oak Capital, another secured creditor, feared it would lose its investment. [read post]
30 Oct 2013, 11:55 pm by Gordon Firemark
Clio allows you to manage your matters, clients, time, bills, trust accounts and more all through a a secure, easy-to-use, web-based interface. [read post]
12 Apr 2019, 2:35 pm by opseo
Social Security And Taxes Many senior citizens preparing for retirement may not realize that their Social Security income could be taxable under certain conditions. [read post]
4 May 2021, 6:13 am by Shannon O'Hare
SECURITY AND TRUSTS/AGENCY Since the introduction of a legal regime creating a security agent in 2017, a security agent can be appointed for the purpose of taking, registering, managing and enforcing security it holds in its name for the benefit of the creditors. [read post]
11 May 2011, 6:51 am by Tomassi Law Associates
The Madoff liquidation case is Securities Investor Protection Corp. v. [read post]
11 Oct 2021, 11:10 am by Emily Dai
Marine Corps; Jeremy Butler, chief executive officer of Iraq and Afghanistan Veterans of America; Dr. [read post]
24 May 2010, 11:18 am by @ErikJHeels
(Dracut, MA) Capital Facility Services Corp. [read post]
8 Jun 2019, 5:43 am by Joel R. Brandes
Corp. v. 2319 Richmond Terrace Corp., 141 A.D.3d 626, 627, 34 N.Y.S.3d 616).Oral promise to pay credit card bills during the pendency of action unenforceable            In Novick v Novick, ‑‑‑ N.Y.S.3d ‑‑‑‑, 2019 WL 2202438 (Mem), 2019 N.Y. [read post]
22 Apr 2024, 1:11 pm by Kevin LaCroix
Yet, a growing chorus of capital markets and private equity experts is now predicting a resurgence of IPOs, and particularly private equity-backed IPOs. [read post]