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11 Feb 2021, 6:17 am
Cornell Capital, based in New York, is private investment firm founded in 2013 that focuses on investments in the consumer, industrial/business services and financial services sectors. [read post]
13 Oct 2019, 6:50 pm
“Supreme Court to weigh Virginia life sentences in Washington sniper case”: Horus Alas of Capital News Service has this report. [read post]
17 Aug 2010, 3:20 am
Goldwasser to oversee a new effort to offer capital-markets financing to hedge funds along with advice and services. [read post]
3 Dec 2019, 9:22 am
How can the QSBS capital gains exclusion help founders of new businesses raise capital? [read post]
15 Jan 2008, 8:22 am
Here's a quick round up of articles examining and contemplating legal services trends in 2008.Via Amy Campbell's Law Firm Marketing Web Log:Legal Services Trends 2007-2008 with a report from the Legal Marketing Association New England Conference in November of 2007 citing findings of the BTI Consulting Group.From the same blog see: More on Legal Services Outlook for 2008, which states, "This year… a… [read post]
3 Jul 2012, 1:39 pm
This blog entry involves two well-known debt buyers, which have a significant presence in New York: LVNV Funding and Resurgent Capital. [read post]
28 Jun 2011, 5:00 am
The issues in Stoneridge arose "in the marketplace for goods and services, not the investment sphere. [read post]
16 Dec 2021, 12:26 pm
(It’s a little more complicated than that, but suffice it to say, if the new capital gains tax is determined to be an income tax, then the courts can’t uphold it without overturning almost a century of precedent regarding a clear constitutional constraint.) [read post]
8 Oct 2021, 11:26 am
The Wall Street Journal is reporting that NovaQuest Capital Management has spun off its private equity unit into a new entity. [read post]
28 Feb 2011, 10:34 am
Among other things, they listed incorrect dates of service, billed for charges on services that had never been provided and even claimed an expense for skin cream purportedly dispensed to a dead person. [read post]
27 Oct 2017, 3:46 am
SFA04-N13); and Notice on Risk Based Capital Adequacy Requirements for Holders of Capital Markets Services Licences (Notice No. [read post]
27 Mar 2008, 5:15 am
Recall that Paulson was behind the Committee on Capital Markets Regulation, which issued a series of interim recommendations. [read post]
18 Dec 2007, 10:44 pm
New York Stock Regulation Inc. announced its enforcement actions against four trading companies. [read post]
26 Oct 2023, 10:57 pm
ASIC also released two new legislative instruments relating to investor directed portfolio services (IDPS) and IDPS-like schemes, commonly referred to as platforms: ASIC Corporations (Investor Directed Portfolio Services Provided Through a Registered Managed Investment Scheme) Instrument 2023/668; and ASIC Corporations (Investor Directed Portfolio Services) Instrument 2023/669. [read post]
18 Feb 2022, 10:02 am
The SEC alleges that he executed the fraud scheme by altering inputs and manipulating the code of a third-party pricing service used to value the funds’ assets. [read post]
20 May 2022, 7:00 am
NovaQuest Private Equity has closed its newest fund, NovaQuest Private Equity Fund II, with $500 million, according to a news release. [read post]
26 Jan 2021, 6:30 am
Enhanced Healthcare Partners (EHP) has sold SCA Pharmaceuticals to The Vistria Group and Excellere Capital Management, according to a news release. [read post]
22 Jul 2020, 1:17 am
The Council’s press release on the new legislative measures states: The new legislative framework is part of the EU Capital Markets Union project. [read post]
11 Jun 2018, 6:53 am
Entrepreneurs and investors can therefore learn about the viability of startups with substantially less funding, lowering the cost of financing initial “experiments” that can help investors learn about the potential of new ventures before committing further capital. [read post]
7 Jul 2018, 7:20 am
The SEC charged New York-based FINRA regulated brokerage firm Alexander Capital L.P. [read post]