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2 Aug 2019, 10:16 am by Kevin Kaufman
When politicians need to generate revenue for new and existing programs, they often suggest increasing taxes on the wealthiest earners, such as increasing taxes on capital gains. [read post]
29 Jan 2016, 9:01 am by Malecki Law Team
Tortoise funds were said to have been marketed to investors and sold by financial advisors at brokerages such as Mid Atlantic Capital Corp, Morgan Stanley, Pershing FundCenter, Shareholders Services Group, JPMorgan, Fidelity Institutional, FundsNetwork, MSSB Retail Fund, Raymond James, CommonWealth Universe, RBC Wealth Management, Mid Atlantic Capital Group, MSWM Brokerage, and Securities America Inc. [read post]
16 Jul 2014, 2:50 am by Matrix Legal Information Team
On appeal from: [2013] EWCA Civ 17 Cedar Capital Partners LLC brought an appeal against the CA’s declaration that it had received a €10m fee on constructive trust for the claimants while acting as their agent in providing consultancy services to the hotel industry. [read post]
4 Sep 2018, 10:39 am by Kevin Kaufman
We estimate that the service price of capital would be 0.15 percent lower under this proposal. [read post]
29 Jan 2018, 4:02 am by Andrew Abramowitz
In the past few years, my private company clients have been flocking to online, cloud-based cap table services, such as Capshare and Carta (formerly eShares), as a platform to manage the company’s back-office functions for their capital structure. [read post]
29 Mar 2019, 9:18 am by IncNow
Similarly, to the extent the members desire that future capital needs be satisfied by admitting new equity investors, that can be stated in the Operating Agreement, together with any desired limitations as to how much can be raised in this manner, and how the terms of the new investments will be determined. [read post]
24 May 2017, 1:18 pm by Andrew Stoltmann
Before being registered with Arive, he was registered with Brookstone Securities in Garden City, New York from April 2011 until April 2012, and Chelsea Financial Services in East Meadow, New York from March 2014 until October 2015. [read post]
11 Mar 2015, 4:53 pm by Sabrina I. Pacifici
” The Federal Reserve did not object to the capital plans of Ally Financial, Inc.; American Express Company; The Bank of New York Mellon Corporation; BB&T Corporation; BBVA Compass Bancshares, Inc.; BMO Financial Corp.; Capital One Financial Corporation; Citigroup, Inc.; Citizens Financial Group; Comerica Incorporated; Discover Financial Services; Fifth Third Bancorp; Goldman Sachs Group, Inc.; HSBC North America Holdings, Inc.; Huntington Bancshares,… [read post]
28 Jan 2019, 2:18 pm by Barbara S. Mishkin
Congresswoman Maxine Waters, the new Democratic Chairwoman of the House Financial Services Committee, announced that the Democratic Committee members indicated below will serve as Subcommittee Chairs. [read post]
2 Jul 2019, 7:42 am by Staff Attorney
 Had brokerage firms investigated GPB Capital’s senior manager it would have found that prior to founding GPB Capital, Gentile’s experience was as a CPA and company advisor with the accounting practice his family ran at Gentile Pismeny & Brengel, LLP (GP&B) in New York. [read post]
23 Oct 2014, 11:58 am by Jonathan Kurta
Call now for your free case evaluation The post New York securities fraud firm, Fitapelli Kurta, investigating former QA3 Financial Capital Partner’s Jim Burns. appeared first on Stock Fraud News & Information. [read post]
30 Sep 2018, 11:24 am by Staff Attorney
  However as reported, GPB will stop raising new money for now to focus on accounting issues and financial statements of its two large funds. [read post]
31 Mar 2019, 6:18 am by Staff Attorney
  None of this information is good news for investors who relied upon the due diligence efforts of their brokers in agreeing to invest in GBP Capital offerings. [read post]
15 May 2016, 3:00 am by NCC Staff
Until the new capital was built on the Potomac, the capital would move be in Philadelphia for 10 years. [read post]
15 May 2017, 2:00 am by NCC Staff
Until the new capital was built on the Potomac, the capital would move be in Philadelphia for 10 years. [read post]
15 May 2015, 3:00 am by NCC Staff
Until the new capital was built on the Potomac, the capital would move be in Philadelphia for 10 years. [read post]
25 Jul 2016, 4:44 pm by Sabrina I. Pacifici
In response to the 2007–2009 financial crisis, regulators have implemented new rules related to mortgage servicing and regulatory capital to protect consumers and strengthen the financial services industry. [read post]
19 Jan 2016, 6:30 am by Dan Ernst
Kim Reilly’s paper will discuss "loss of services" suits brought by husbands when their wives were injured, as the nature of wives' "services" was redefined from labor to companionship. [read post]
13 Oct 2017, 8:11 am by NJLLAAdmin
Trenton may be New Jersey’s official state capital, but Newark, where many of our members work, is the de facto legal capital of the state. [read post]