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17 Jun 2022, 4:09 am
On 16 June 2022, the House of Commons’ Treasury Committee issued a new report regarding the Future of Financial Services Regulation. [read post]
16 Jun 2016, 2:48 am
In June 2013 the new CRD IV Directive came into force which replaced Core Tier 1 capital requirements with a more restrictive category. [read post]
29 Nov 2011, 8:32 am
It is frequently noted that, while Charlotte is a banking capital, Atlanta is a banking software capital. [read post]
7 Dec 2022, 6:06 am
Acclimation to new corporate tax provisions, including for stock buybacks, will continue into 2023.Incoming House Republican leaders on the House Financial Services Committee are likely to press an agenda heavy on oversight of federal financial regulatory agencies and a legislative docket focused on capital formation bills. [read post]
16 Jun 2023, 9:25 am
“New and innovative solutions can help address funding gaps for the 94 percent of small businesses that are in need of access to growth capital but have not sought to do so through equity investments,” he said. [read post]
15 Apr 2010, 11:04 am
Steven Byers, former President and Chief Executive Officer of WexTrust Capital, LLC private equity firm, pleaded guilty in New York City Federal Court to one felony count of Conspiracy to commit Securities Fraud and one felony count of Securities Fraud. [read post]
24 Jul 2023, 4:11 am
TT Capital Partners (TTCP) has made a majority growth investment in Pyx Health, according to a news release. [read post]
25 May 2021, 5:55 am
Trends and observations Background In August 2020, the Securities and Exchange Commission (SEC) introduced an important new requirement for registrants to provide disclosures about human capital. [read post]
26 May 2009, 11:59 am
A call to FTC Capital Markets in New York was not immediately returned Wednesday. [read post]
25 May 2022, 3:31 am
That new & expansive aspect of “human capital” apparently stems from this 68-page report from last December that was focused on the practices of investment firms. [read post]
1 Dec 2022, 9:00 am
As a result of the modernization efforts, the SEC created a new exemption, Rule 147A, that loosened the requirements regarding where the Issuer is organized and offers to in-state residents. [read post]
18 Jul 2011, 4:38 pm
He believes that the registration requirement imposes an undue burden on private equity firms.The Financial Services Committee heard testimony regarding the role private equity firms play in preserving existing jobs and creating new ones by providing capital to struggling and growing companies. [read post]
10 Feb 2014, 7:34 pm
Providing financial services such as investment consultancy, equitization consultancy, corporate restructuring, divesture consultancy and business support services; managing entrusted funds. [read post]
6 Dec 2022, 6:49 pm
The New York Times $: “New start-ups and other social platforms sense opportunity as Twitter grapples with changes from Elon Musk, its new owner…A race is on to dethrone Twitter and capitalize on the chaos of its new ownership under Elon Musk, the tech mogul who bought the social media company for $44 billion in late October. [read post]
24 Jan 2020, 9:58 am
On December 18, 2019, the New York Department of Financial Services (DFS) issued its Final Regulations detailing the business conduct rules for mortgage loan servicers. [read post]
22 Oct 2009, 11:38 am
"Murder trial costs Gray County a lot," by David Pittman of Morris News Service is from the Lubbock Avalanche-Journal.Gray County taxpayers spent almost $750,000 - about 10 percent of the rural county's budget - to defend a Missouri man who shot and killed three people, county officials said Monday.The preliminary costs for the defense of Levi King, 27, released Monday did not include attorneys fees or a potential bill from Lubbock County. [read post]
30 Mar 2021, 1:30 am
Tax Expat Tax Services. [read post]
30 Jul 2020, 7:41 am
David Weisberg is a currently suspended broker who was last registered with Worden Capital Management LLC in New York, New York. [read post]
15 Jan 2020, 3:00 am
In what it is positioning as a relaunch of the company, Axiom Managed Solutions, one of two companies spun-off last year from alternative legal services provider Axiom, is changing its name to Factor and launching a new website at www.factor.law. [read post]
20 Sep 2018, 8:55 am
Fast on the heels of the Sept. 10 announcement that Atrium — the combination law firm and legal technology company — had raised $65 million, today comes news that enterprise legal services provider UnitedLex has received a majority investment from CVC Capital Partners. [read post]
