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6 Mar 2024, 9:03 pm
Our vote today is on rules, not just guidance, and ones that require disclosures be filed, not just posted online. [read post]
6 Mar 2024, 9:01 pm
For no other risk does the Commission require prescriptive, forward-looking disclosure of the risk’s impacts on the company’s strategy, business model, outlook, financial planning, and capital allocation. [read post]
6 Mar 2024, 6:37 pm
A management rights letter should secure as many of the following rights as possible for the investing venture capital fund: The right to appoint one or more directors to the board of the portfolio company; The right to regularly informally consult with and advise the management team of the portfolio company; The right to receive quarterly and annual financial statements of the portfolio company, including the annual auditor’s report; The right to examine the… [read post]
SEC’s Final Climate Disclosure Rules Will Not Combat Greenwashing, But Opens Door for Whistleblowers
6 Mar 2024, 3:57 pm
No matter one’s views, I believe most can agree that investor capital should not be steered by misleading or incomplete information. [read post]
4 Mar 2024, 10:00 pm
Read now » Related Content Federal Deposit Insurance Corporation Explore the role of the FDIC and its functions in the U.S. financial regulatory system. [read post]
1 Mar 2024, 3:00 am
But one big outlier is the county Board of Education, which has no limitations on political contributions. [read post]
29 Feb 2024, 9:05 pm
Three large U.S. asset managers withdrew from one of these initiatives, Climate Action 100+, in February 2024, while another one scaled back its participation. [read post]
The Cost Corner: Government Contracts Cost and Pricing – Compensation for Personal Services (Part I)
29 Feb 2024, 2:29 pm
Sixth, the Compensation Cost Principle requires “special consideration” of compensation costs for certain individuals.[25] Such individuals include owners of closely held corporations, members of limited liability companies, partners, sole proprietors, or members of their immediate families, and persons who are contractually committed to acquire a substantial financial interest in the contractor’s business.[26] Compensation for those individuals must be reasonable… [read post]
29 Feb 2024, 12:02 pm
” For example, banks are only permitted to extend credit to any executive officer if the aggregate amount of such extensions of credit does not exceed at any one time the higher of 2.5 percent of the bank’s unimpaired capital and unimpaired surplus or $25,000, but in no event more than $100,000. 12 C.F.R. [read post]
28 Feb 2024, 9:01 pm
Courts hav cited an investor’s failure to maintain appropriate distance from its portfolio company in publicstatements as one more sign that the investor caused the portfolio company’s alleged misconduct. [read post]
27 Feb 2024, 10:55 am
Corporations are suitable for businesses seeking substantial growth, raising capital from investors, and operating in industries with higher risks and liabilities. [read post]
26 Feb 2024, 12:30 pm
The lawsuit named not only SPAC directors and officers but also the financial advisor involved with the deal, Chardan Capital Markets, LLC. [read post]
26 Feb 2024, 4:09 am
Lee Minkoff, a managing director at Renovus Capital, a private equity firm in Wayne, Pennsylvania, has found one foothold into the legal market. [read post]
25 Feb 2024, 11:19 am
All they need to do is sit quietly, listening to no one. [read post]
23 Feb 2024, 5:57 am
For three years, Trump, his company, and its affiliates cannot get loans from any financial institutions chartered by or registered with New York’s Department of Financial Services, the chief regulator in the financial capital of the world. [read post]
21 Feb 2024, 5:58 am
Under the Corporate Transparency Act, non-exempt businesses, known as reporting companies, must file a beneficial ownership interest (BOI) report with the Department of Treasury’s Financial Crimes Enforcement Network (FinCEN). [read post]
21 Feb 2024, 1:26 am
Long-term capital gains — or gains from the sale of assets held for at least one year — are taxed at either 0%, 15%, or 20%, depending on your overall income amount. [read post]
19 Feb 2024, 9:05 pm
Venture capital is widely perceived to have a gender problem. [read post]
18 Feb 2024, 5:29 pm
Over the past two decades, there have been less than a dozen appeals court decisions to even cite BCL 706 or 716, and not one involved actual removal on the merits of an officer or director. [read post]
16 Feb 2024, 6:18 am
We expect that this will occur when FinCEN amends the current requirements for covered financial institutions to obtain such information for legal entity customers at account opening to reduce the duplicative requirements that now exist due to the implementation of the Corporate Transparency Act rules requirement BOI reporting to FinCEN. [read post]
