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28 Jan 2024, 9:01 pm by renholding
Registrants should provide a reconciliation of non-GAAP measures to GAAP financial statements, where applicable. [read post]
23 Jan 2024, 9:01 pm by renholding
The $1 billion settlement – approved by the Southern District of New York on September 8, 2023 – is one of the Top 20 largest of all time. [read post]
22 Jan 2024, 9:01 pm by renholding
Alan served as Director of the Division of Corporation Finance (“CorpFin”) from 1970 to 1976. [read post]
22 Jan 2024, 5:56 am by Rob Robinson
Amidst these conflicting pressures, one voice emerges as a proponent of a transformative path forward. [read post]
19 Jan 2024, 3:00 am by Jim Sedor
The Committee on Ethics and Elections also approved several bills related to campaign finance and one that would limit the terms of county commissioners. [read post]
17 Jan 2024, 6:30 am by Jenny Gesley
The Library of Congress does not just host millions of books, but it also finds itself as the focal point of a narrative in one. [read post]
17 Jan 2024, 4:00 am by Michael C. Dorf
In the past I've given take-home exams, but with the improvement of LLMs like chat-GPT, this one was administered in-person. [read post]
16 Jan 2024, 1:19 pm by Kevin LaCroix
”[18] Given the zero cost to procure short reports, plaintiff class action litigators are incentivized to rely on them as evidence “to recover the losses investors suffer due to [alleged] corporate misconduct,” according to the “Activist Short-Sellers Are The Dark Knights Of Wall Street” authors, even if such work product is curated to inflict maximum impact on the stock price.[19] According to a Bloomberg reporter, “[a]ctivist short sellers such as… [read post]
16 Jan 2024, 11:33 am by Jacob Fishman
Amidst a new and wide-ranging antimonopoly movement, concerns regarding concentrated financial power and the structure of the American banking system have taken center stage. [read post]
16 Jan 2024, 5:00 am by Sherica Celine
Financial Institution Regulations State Law Comparison Tool Access this tool for federal/state-specific guidance and the ability to compare state laws for banking and non-banking financial institutions in the areas of licensing, capital requirements, AML/CFT guidelines, recordkeeping, supervision, and enforcement authority. [read post]
12 Jan 2024, 3:00 am by Jim Sedor
It will go into effect in 30 days, just one month before the March 5 primary elections. [read post]
10 Jan 2024, 1:43 pm by Kevin LaCroix
” The use of the term has become “divisive,” particularly given the campaigns of certain state officials to decry what they call “woke capitalism. [read post]
9 Jan 2024, 9:01 pm by renholding
For example, the SEC is expected to release its final rules on climate, shareholder proposals and security-based swaps and propose new rules on human capital and board diversity. [read post]
8 Jan 2024, 7:51 am by Dan Farber
One area where the Democrats now hold complete control is the State Corporation Commission,, the regulatory body that oversees utilities. [read post]
6 Jan 2024, 7:48 am by Rob Robinson
On the same day, Morae Global Corporation completed the acquisition of Exigent. [read post]
5 Jan 2024, 3:00 am by Jim Sedor
Now they are increasingly flocking to venture capital firms that have collectively pumped billions of dollars into startups offering the Pentagon new war-fighting tools. [read post]
2 Jan 2024, 12:56 pm by Kevin LaCroix
As discussed in the final section below, the increase in securities suit filings in 2023 comes at a time when D&O insurance pricing is under significant pressure, one of several factors complicating the current D&O insurance marketplace. 2. [read post]
2 Jan 2024, 11:26 am by The White Law Group
FINRA (Financial Industry Regulatory Authority) plays a critical role in ensuring the integrity of America’s financial system – all at no cost to taxpayers. [read post]
27 Dec 2023, 6:09 pm by The White Law Group
The programs included the following investments, Strategic Storage Trust Inc.; Griffin-American Healthcare REIT III Inc.; FS KKR Capital Corporation III; American Realty Capital Trust V Inc.; American Realty Capital Healthcare II Inc.; Walton US Land Fund 3 LP; NorthStar Healthcare Income; CION Investment Corp; and Griffin Capital Essential Asset REIT II. [read post]