Search for: "Capital Research Group, Inc."
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12 Jan 2018, 8:51 am
Johan Henrik Frisell Cambridge Investment Research, Inc. [read post]
20 Nov 2020, 7:45 am
Joseph Stone Capital LLC Todd Paynter Cambridge Investment Research, Inc. [read post]
30 Aug 2010, 2:07 pm
National Underwriter reported that Slate Capital LLC, a unit of American International Group, Inc. [read post]
11 Aug 2017, 8:40 am
American Realty Capital New York City REIT Inc. [read post]
4 Jun 2018, 6:30 am
According to FINRA Disciplinary actions for May 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Lawrence Joseph Alfano Blackbook Capital LLC EKN Financial Services INC Terry Dean Bahgat Gradient Securities, LLC Cambridge Investment Research, Inc Matthew Wayne Bailey Wells… [read post]
29 Nov 2010, 8:13 am
To cap off the week, federal authorities sent information requests (not subpoenas) to several large mutual funds, including Janus Capital Group Inc. and Wellington Management Co. [read post]
30 Apr 2015, 3:06 am
Briefs and other papers for these cases may be found at TTABVUE via the links provided.May 13, 2015 - 2 PM: Innovation Law Group, Ltd. v. [read post]
18 Oct 2010, 2:49 pm
He has been a strategic advisor for ValueAct Capital, The Carlyle Group and Bain Capital on large media and technology deals. [read post]
3 Jan 2020, 8:08 am
His previous employers include Capital Investment Group, Inc. [read post]
24 Sep 2010, 11:24 am
[Post by Venkat with a brief comment from Eric] Sasqua Group, Inc. v. [read post]
14 Jan 2021, 4:58 pm
While other groups and industries were still facing losses, Venture Capital managed to pull off one of its most successful years yet. [read post]
13 Feb 2012, 9:44 am
Whitman obtained and traded on material non-public information (including earnings, revenue, and other financial information) regarding Marvell Technology Group, Ltd. which he received from Karl Motey, an independent research consultant who had obtained it from Marvell employees. [read post]
19 Feb 2021, 7:40 am
Gary Strange Cambridge Investment Research, Inc. [read post]
17 Apr 2023, 7:03 am
Aegis Broker Surage Roshan Perera Reportedly Arrested for 16 Count Fraud Charges According to a press release from the US Attorneys office on March 27, 2023, federal authorities arrested financial advisor Surage Roshan Perera, the founder and Executive Director of Janues Capital, Inc. in Bellerose, Queens, on securities fraud charges. [read post]
22 Aug 2016, 12:19 pm
The new members are as follows: Consumer Advisory Board Members Lynn Drysdale, Managing Attorney, Consumer Law Unit, Jacksonville Area Legal Aid, Inc., Jacksonville, FL Paulina Gonzalez, Executive Director, California Reinvestment Coalition, San Francisco, CA William Howle, Head of U.S. [read post]
24 Jun 2008, 12:36 am
In his lawsuit, Vale accused Blodget of issuing bogus positive reports about Internet Capital Group Inc. and B2B Internet HOLDRs, an exchange traded fund. [read post]
11 Nov 2008, 4:02 pm
Reuters reports that 5 year credit default swaps on American International Group, Inc. [read post]
4 Apr 2011, 9:02 am
(Closed December 2008) $168,000 Cambridge Investment Research Inc [read post]
18 Mar 2014, 1:12 pm
Additionally, the firm has a research department, which supports the lectures and conferences of partners and associates as well as their legal research projects. [read post]
12 Feb 2014, 9:11 am
Executive sponsors for this year’s reception included Berkowitz Development Group, Inc.; Stiles Corporation; Colliers International South Florida; The Kislak Family Foundation, Inc.; Miami Downtown Development Authority; REH Capital Partners, LLC; Steelbridge Capital, LLC; Lockton Companies, LLC; and Student Housing Partners, LLC. [read post]
