Search for: "Caroline A. Crenshaw"
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10 Apr 2024, 3:10 pm
(Crenshaw, SEC). [read post]
8 Mar 2024, 6:30 am
Crenshaw, U.S. [read post]
8 Mar 2024, 6:30 am
Crenshaw, U.S. [read post]
7 Mar 2024, 6:30 am
Posted by Caroline A. [read post]
7 Mar 2024, 6:30 am
Posted by Caroline A. [read post]
24 Jan 2024, 9:05 pm
As SEC Commissioner Caroline Crenshaw concluded in her dissenting statement, “I fear that our actions today are not providing investors access to new investments, but instead providing the investments themselves access to new investors in order to prop up their price. [read post]
1 Dec 2023, 9:17 am
Commissioner Caroline Crenshaw drew a connection between the definition and the committee’s second topic, diversity, by warning that eroding investor protections may disproportionately harm underserved communities.The Small Business Capital Formation Advisory Committee met to discuss the accredited investor definition and diversity and the investment process. [read post]
17 Sep 2023, 9:01 pm
In January, Commissioner Caroline Crenshaw proposed a mandatory periodic disclosure regime for unicorns. [read post]
27 Jul 2023, 9:11 am
Gensler and Commissioners Caroline Crenshaw and Jaime Lizárraga voted to issue the proposal, while Commissioners Hester Peirce and Mark Uyeda voted against it.Based on the Commission’s analysis and extensive public input, the current framework on conflicts of interest needs to be modernized in light of new technology, said Lizárraga.Crenshaw pointed to recent developments in national policy on artificial intelligence. [read post]
13 Jul 2023, 5:22 am
“I am pleased to support this proposal because, if adopted, it would help protect customers in the event that a broker-dealer fails,” said Gensler.Commissioner Caroline Crenshaw said the proposal was a “common-sense” change that should help strengthen an important customer safeguard. [read post]
14 Jun 2023, 9:05 pm
Rev. 707, 760 (2023). [2] Taylo Giorno, Federal Lobbying Spending Reaches $4.1 Billion in 2022—The Highest Since 2010, OpenSecrets (Jan. 26, 2023), https://www.opensecrets.org/news/2023/01/federal-lobbying-spending-reaches-4-1-billion-in-2022-the-highest-since-2010/. [3] Liz Kennedy, 10 Ways Citizens United Endangers Democracy, Demos (Jan. 19, 2012), http://www.demos.org/publication/10-ways-citizens-united-endangers-democracy [https://perma.cc/T2P7-6CMX]; see… [read post]
19 May 2023, 4:00 am
National/Federal Durham Finds Fault with F.B.I. [read post]
18 May 2023, 6:23 am
“Margin calls are sometimes pointed to as a source of procyclicality,” that is, as potentially worsening market crises because they are positively correlated with the overall state of the market, commented Commissioner Caroline Crenshaw. [read post]
10 May 2023, 9:05 pm
In January, Commissioner Caroline Crenshaw proposed a mandatory periodic disclosure regime for unicorns. [read post]
26 Apr 2023, 7:54 am
Crenshaw cited reports by Forbes and Bloomberg that suggested that some investors were unable to do so. [read post]
17 Apr 2023, 5:00 am
Taking a more focused view, Commissioner Caroline Crenshaw said some crypto asset securities currently trade on entities that do not meet the current definition of exchange under Rule 3b-16, but would meet the updated criteria in the proposal. [read post]
20 Mar 2023, 6:30 am
In a recent speech, SEC Commissioner Caroline Crenshaw focused on the sparsity of disclosure in Rule 506(b) offerings. [read post]
20 Mar 2023, 6:30 am
In a recent speech, SEC Commissioner Caroline Crenshaw focused on the sparsity of disclosure in Rule 506(b) offerings. [read post]
20 Mar 2023, 5:00 am
”Gensler also emphasized the requirement of the proposal that key market participants perform an annual “thorough, holistic, and interconnected” systems review, which he believes could help maintain technological resilience.Commissioner Caroline Crenshaw echoed these observations and also noted that alternative trading systems trading corporate debt or municipal securities were not included at Regulation SCI’s adoption because these entities relied less on… [read post]
22 Feb 2023, 3:30 am
As I noted in the blog earlier this month, SEC Commissioner Caroline Crenshaw recently gave a speech at the Northwestern Securities Regulation Institute during which she noted several areas of concern with Regulation D, and back in 2021, then Commissioner Allison Herren Lee gave speech at SEC Speaks outlining concerns with the growth of private markets and suggesting that the Commission revisit the definition of “held of record” in Exchange Act Rule 12g5-1. [read post]
