Search for: "Caroline A. Crenshaw"
Results 81 - 100
of 146
Sorted by Relevance
|
Sort by Date
18 Jan 2021, 11:30 am
These concerns were voiced by Democratic SEC Commissioners Allison Lee and Caroline Crenshaw in their dissenting opinions on last year’s vote on rule changes to the program. [read post]
19 Jun 2020, 3:00 am
SEC Nominee: Caroline Crenshaw Yesterday, the White House announced that President Trump would nominate veteran SEC senior counsel Caroline Crenshaw for the Democratic seat on the SEC that was vacated by Rob Jackson’s departure. [read post]
2 Nov 2020, 6:00 am
(Commissioners Alison Herren Lee and Caroline Crenshaw, Joint Statement on the Failure to Modernize the Accredited Investor Definition). [read post]
19 Nov 2021, 5:57 am
Crenshaw, U.S. [read post]
29 Jan 2021, 3:21 pm
On January 29, Acting SEC Chair Allison Lee and SEC Commissioners Hester Peirce, Elad Roisman, and Caroline Crenshaw released a statement regarding the recent market volatility. [read post]
17 Jan 2020, 2:02 am
We don’t have a definite timeline for Jackson’s successor, but it’s expected that the White House will nominate Caroline Crenshaw – who’s currently an attorney in Rob’s office – to fill his seat (see this Cooley blog). [read post]
12 Mar 2022, 7:37 am
But, surprisingly, the conflicts are not between the Dems and the one Republican remaining on the SEC; rather, they’re reportedly between SEC Chair Gary Gensler and the two other Democratic commissioners, Allison Herren Lee and Caroline Crenshaw, about how far to push the proposed new disclosure requirements, especially in light of the near certainty of litigation, and whether to require that the disclosures be audited. [read post]
13 Feb 2023, 7:28 am
Wagner began questioning the panel of witnesses by citing a recent speech by SEC Commissioner Caroline Crenshaw while asking whether it is easier or more difficult for businesses to raise money. [read post]
25 Oct 2022, 10:18 am
"The daily rebalancing and effects of compounding may cause returns to diverge quite substantially from the performance of the, in this case, one underlying stock, especially if these products are held over multiple days or more," said SEC Commissioner Caroline Crenshaw. [read post]
13 Jul 2021, 9:05 am
Commissioner Caroline Crenshaw also stated her appreciation for the AMAC’s proposed enhancements to the SEC’s disclosure regime that could promote greater diversity and inclusion in the industry.Commissioner Hester Peirce voiced concerns about the recommendations, however, which she sees as potentially creating government-mandated diversity classifications for the asset management industry. [read post]
28 May 2021, 10:40 am
The senators cited Lee’s and Commissioner Caroline Crenshaw’s dissent from that rulemaking in which they addressed the inherent conflicts of interest that pervade the current issuer-pays model for the auditing profession while expressing concern that audit independence standards would become less effective and less transparent.Emerging audit concerns. [read post]
18 May 2023, 6:23 am
“Margin calls are sometimes pointed to as a source of procyclicality,” that is, as potentially worsening market crises because they are positively correlated with the overall state of the market, commented Commissioner Caroline Crenshaw. [read post]
10 Aug 2021, 9:12 am
The Commission voted 3-2 to approve the Nasdaq rule.SEC Chair Gary Gensler stated that the rules are consistent with the requirements of the Exchange Act, and reflect calls from investors for greater transparency about the people who lead public companies.Commissioners Alison Herren Lee and Caroline Crenshaw supported the rule, calling it "a positive first step for investors" while cautioning there is more work to be done in improving both diversity and transparency at… [read post]
8 Jun 2021, 7:10 am
Commissioners Caroline Crenshaw and Allison Herren Lee have also expressed support for shoring up the rules on insider trading plans.Limits on cancelation. [read post]
27 Aug 2020, 3:03 am
The Commission adopted the amendments by a 3-2 vote – Commissioners Allison Herren Lee and Caroline Crenshaw dissented. [read post]
8 Jan 2021, 5:52 am
Yaffe, and Caroline S. [read post]
8 Mar 2024, 6:30 am
Crenshaw, U.S. [read post]
8 Mar 2024, 6:30 am
Crenshaw, U.S. [read post]
4 Nov 2022, 6:30 am
Crenshaw, U.S. [read post]
31 Dec 2020, 3:03 am
With Chairman Clayton departing from the SEC on December 23, the Commission is down to four Commissioners and like many rule proposals this year, the Commission adopted the NYSE direct listing rule by a 3-2 vote with Commissioners Allison Herren Lee and Caroline Crenshaw dissenting. [read post]
