Search for: "Caroline A. Crenshaw"
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14 Oct 2021, 3:00 am
” The blog points out that Grewal’s comments echo those of Commissioner Caroline Crenshaw, who earlier this year called for the SEC to change its approach to monetary penalties in enforcement proceedings. [read post]
24 Jul 2020, 6:10 am
Gagne, Olshan Frome Wolosky LLP , on Wednesday, July 22, 2020 Tags: COVID-19, Disclosure, SEC, SEC enforcement, Securities enforcement, Securities fraud Behavioral Biases of Analysts and Investors Posted by David Hirshleifer (University of California Irvine), on Wednesday, July 22, 2020 Tags: Analyst forecasts, Analysts, Behavioral finance, Decision making, Earnings announcements, Financial… [read post]
26 Mar 2021, 3:03 am
” As a potential sign the Commission wants to take action in this area, some may have read commentary that Gary Gensler, the nominee for SEC Chair, and Commissioner Caroline Crenshaw each voiced interest too. [read post]
8 Oct 2020, 7:11 am
BI, she pointed out, it explicitly rejected the suggestion that accredited investors are less in need of the protections afforded by the rule.Commissioner Caroline Crenshaw said that while she is not opposed to clarifying regulatory gray areas, she views the proposed exemption as a radical departure from established registration requirements. [read post]
3 Nov 2022, 6:31 am
“The Commission’s flaw is hubris—thinking we can redesign open-end funds to eliminate their purported flaws has only revealed our own,” said Peirce.Commissioner Mark Uyeda likewise voted against issuance of the proposal, citing the proposed amendments as a way to hasten investors’ move out of open-end mutual funds and into ETFs and distinguishing the use of swing pricing in Europe as being unique to that region’s markets.According to Commissioner Caroline… [read post]
24 Sep 2020, 8:33 am
Commissioner Elad Roisman, who spearheaded the Commission’s efforts on the issue, said that the amendments will curb the potential misuse of the process by a few proponents at the expense of the rest of a company’s shareholders.Commissioners Allison Herren Lee and Caroline Crenshaw voiced strong opposition, with Lee calling the move the capstone in a series of actions taken by the Commission that will dial back shareholder oversight of companies. [read post]
20 Nov 2020, 3:03 am
Commissioner Lee issued a joint statement with Commissioner Caroline Crenshaw in which they voice two concerns: first, that the amendments eliminate the contractual obligations table and second, the principles-based disclosure requirements don’t address climate risk. [read post]
17 Dec 2021, 5:46 am
Crenshaw, U.S. [read post]
17 May 2021, 3:00 am
In her keynote speech at last week’s conference, Commissioner Caroline Crenshaw expressed concern that the SEC has taken actions in recent years to make it easier for issuers and investors to access the private markets without having a lot of information about those markets. [read post]
13 Aug 2021, 5:51 am
Securities and Exchange Commission, on Saturday, August 7, 2021 Tags: Boards of Directors, Disclosure, Diversity, ESG, Listing standards, NASDAQ, SEC, SEC rulemaking, Securities regulation Statement by Commissioners Lee and Crenshaw on Nasdaq’s Diversity Proposals Posted by Allison Herren Lee and Caroline Crenshaw, U.S. [read post]
12 Mar 2021, 5:59 am
Carlin, Wachtell, Lipton, Rosen & Katz, on Wednesday, March 10, 2021 Tags: Disclosure, Inside information, Insider trading, Regulation FD, SEC, SEC enforcement, Securities enforcement, Securities regulation Board Practices Quarterly: 2021 Boardroom Agenda Posted by Natalie Cooper (Deloitte LLP), Robert Lamm (Deloitte LLP), and Randi Morrison (Society for Corporate Governance), on Wednesday, March 10, 2021 Tags: Boards of… [read post]
22 Apr 2022, 5:33 am
Posted by Burcin Yurtoglu (WHU Otto Beisheim School of Management), on Tuesday, April 19, 2022 Tags: Boards of Directors, Brazil, Disclosure, Emerging markets, India, International governance, Korea, Turkey Remarks by Commissioner Crenshaw at Symposium on Private Firms Posted by Caroline Crenshaw, U.S. [read post]
22 Apr 2022, 5:33 am
Posted by Burcin Yurtoglu (WHU Otto Beisheim School of Management), on Tuesday, April 19, 2022 Tags: Boards of Directors, Brazil, Disclosure, Emerging markets, India, International governance, Korea, Turkey Remarks by Commissioner Crenshaw at Symposium on Private Firms Posted by Caroline Crenshaw, U.S. [read post]
26 Mar 2021, 6:09 am
Crenshaw, U.S. [read post]
25 Mar 2022, 5:48 am
Elson (University of Delaware), on Tuesday, March 22, 2022 Tags: Board independence, Board oversight, Boards of Directors, General counsel, Inside counsel, Management, Oversight, Surveys Statement by Commissioner Crenshaw on Proposed Mandatory Climate Risk Disclosures Posted by Caroline Crenshaw, U.S. [read post]
28 Aug 2020, 6:11 am
., on Wednesday, August 26, 2020 Tags: Climate change, DOL, Environmental disclosure, ERISA, ESG, Fiduciary duties, Institutional Investors, Retirement plans, Securities regulation, Sustainability McDonald’s Clawback Suit Against Former CEO: A Cautionary Tale Posted by Scott Spector, David Bell, and Elizabeth Gartland, Fenwick & West LLP, on Wednesday, August 26, 2020 Tags: Attorneys’… [read post]
10 Sep 2021, 6:17 am
Crenshaw, U.S. [read post]
21 May 2021, 5:54 am
.), on Tuesday, May 18, 2021 Tags: Compensation disclosure, Compensation ratios, Decision making, Diversity, Equity-based compensation, ESG, Executive Compensation, Human capital, Labor markets, Management, Stakeholders Keynote Address by Commissioner Crenshaw on Minding the Data Gaps Posted by Caroline Crenshaw, U.S. [read post]
12 Nov 2021, 6:07 am
Crenshaw, U.S. [read post]
30 Oct 2020, 6:01 am
Crenshaw, U.S. [read post]
