Search for: "Caroline A. Crenshaw"
Results 121 - 140
of 146
Sorted by Relevance
|
Sort by Date
18 Dec 2020, 5:58 am
., on Tuesday, December 15, 2020 Tags: Asset management, Board composition, Boards of Directors, Climate change, Diversity, Environmental disclosure, ESG, Index funds, Institutional Investors, Long-Term value, Stakeholders, Stewardship, Sustainability Demand for Better ESG Oversight and Disclosure in Canada Posted by Stephen Erlichman, Fasken Martineau DuMoulin LLP, on Wednesday, December 16, 2020 … [read post]
2 Sep 2022, 6:30 am
Crenshaw, U.S. [read post]
27 Nov 2020, 5:58 am
Securities and Exchange Commission, on Friday, November 20, 2020 Tags: Capital formation, Capital markets, Compliance and disclosure interpretation, COVID-19, Disclosure, ESG, SEC, SEC rulemaking, Securities regulation Investing in a SPAC Posted by Eleazer Klein and Adriana Schwartz, Schulte Roth & Zabel LLP, on Saturday, November 21, 2020 Tags: Acquisition agreements, Capital formation, Institutional… [read post]
10 Apr 2024, 3:10 pm
(Crenshaw, SEC). [read post]
3 Nov 2020, 2:44 am
– Increase the offering limits for Reg A, Regulation Crowdfunding, and Rule 504 offerings, and revise certain individual investment limits – Set clear and consistent rules governing certain offering communications, including permitting certain “test-the-waters” and “demo day” activities – Harmonize certain disclosure and eligibility requirements and bad actor disqualification provisions As has become the norm, the amendments were adopted by a 3-2 vote, with… [read post]
20 Aug 2020, 3:00 am
Hester Peirce is Okay with “Crypto Mom” Moniker SEC Commissioner Hester Peirce was just reconfirmed by the Senate – along with new Commissioner Caroline Crenshaw. [read post]
7 Apr 2022, 11:49 am
If confirmed by the Senate, Lizárraga and Uyeda will join Democrats Chair Gary Gensler and Commissioner Caroline Crenshaw and Republican Hester Peirce. [read post]
9 Nov 2020, 2:43 pm
A new Democratically appointed Chair likely would join with current Democratic Commissioners Allison Herren Lee and Caroline Crenshaw (who took office in 2019 and 2020, respectively) to alter the course that the Commission followed under Clayton. [read post]
3 Sep 2020, 6:25 am
But the two Democratic Commissioners, Allison Herren Lee and Caroline Crenshaw, issued a joint release accusing the SEC of steadily expanding the market for unregistered securities without regard for the higher risk they entail, including risks stemming from the absence of the registration and reporting requirements that accompany public securities. [read post]
19 Mar 2021, 6:08 am
Norwitz, and William Savitt, Wachtell, Lipton, Rosen & Katz, on Sunday, March 14, 2021 Tags: Delaware cases, Delaware law, Institutional Investors, Poison pills, Shareholder activism, Takeover defenses Transparency and the Future of Corporate Political Spending Posted by Caroline Crenshaw (U.S. [read post]
18 Nov 2021, 6:10 am
Commissioner Caroline Crenshaw observed that few shareholders attend a corporation’s annual meeting in-person to vote, and stated that the rule achieves uniformity, fairness, and efficiency. [read post]
8 Oct 2020, 3:03 am
Commissioners Allison Herren Lee and Caroline A. [read post]
25 Oct 2022, 9:03 pm
In response, SEC Commissioners Allison Herren Lee and Caroline A. [read post]
8 Aug 2021, 10:58 am
” The two other Democratic Commissioners, Allison Herren Lee and Caroline Crenshaw also issued a statement in support of the approval of the guidelines. [read post]
1 Sep 2020, 3:35 pm
Arguments Against the Amendments The two Democratic Commissioners, Allison Herren Lee and Caroline Crenshaw, voted against the amendments and issued a joint statement, characterizing the Commission’s decision as a “failure to modernize the accredited investor definition. [read post]
25 May 2021, 3:03 am
Commissioner Caroline Crenshaw reportedly views a “cooling-off” period as a solution. [read post]
25 Sep 2020, 11:49 am
Dissents by Commissioners Allison Herren Lee and Caroline Crenshaw should serve as a warning to the Commission on when and how to exercise its discretion. [read post]
24 Jan 2024, 9:05 pm
As SEC Commissioner Caroline Crenshaw concluded in her dissenting statement, “I fear that our actions today are not providing investors access to new investments, but instead providing the investments themselves access to new investors in order to prop up their price. [read post]
30 Sep 2020, 6:27 am
For example, Commissioner Caroline A. [read post]
6 Feb 2021, 12:00 pm
” In her dissenting opinion on the rule changes, SEC Commissioner Caroline Crenshaw also took issue with the guidance. [read post]
