Search for: "Caroline A. Crenshaw"
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8 Oct 2020, 7:11 am
BI, she pointed out, it explicitly rejected the suggestion that accredited investors are less in need of the protections afforded by the rule.Commissioner Caroline Crenshaw said that while she is not opposed to clarifying regulatory gray areas, she views the proposed exemption as a radical departure from established registration requirements. [read post]
8 Oct 2020, 3:03 am
Commissioners Allison Herren Lee and Caroline A. [read post]
2 Oct 2020, 6:11 am
Statement by Commissioner Crenshaw on Procedural Requirements and Resubmission Thresholds under Rule 14a-8 Posted by Caroline Crenshaw, U.S. [read post]
30 Sep 2020, 6:27 am
For example, Commissioner Caroline A. [read post]
26 Sep 2020, 6:27 am
Posted by Caroline Crenshaw, U.S. [read post]
25 Sep 2020, 11:49 am
Dissents by Commissioners Allison Herren Lee and Caroline Crenshaw should serve as a warning to the Commission on when and how to exercise its discretion. [read post]
25 Sep 2020, 6:32 am
Posted by Caroline Crenshaw, U.S. [read post]
25 Sep 2020, 6:17 am
Read: Statement of Commissioner Caroline Crenshaw on Whistleblower Program Rule Amendments SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 [Release No. 34-89963; File No. [read post]
24 Sep 2020, 8:33 am
Commissioner Elad Roisman, who spearheaded the Commission’s efforts on the issue, said that the amendments will curb the potential misuse of the process by a few proponents at the expense of the rest of a company’s shareholders.Commissioners Allison Herren Lee and Caroline Crenshaw voiced strong opposition, with Lee calling the move the capstone in a series of actions taken by the Commission that will dial back shareholder oversight of companies. [read post]
21 Sep 2020, 4:00 am
Higdon, (In)Formal Marriage Equality, (July 19, 2020).Cynthia Conti-Cook, Surveying the Digital Abortion Diary: A Preview of How Anti-Abortion Prosecutors Will Weaponize Commonly-Used Digital Devices As Criminal Evidence Against Pregnant People and Abortion Providers in a Post-Roe America, (University of Baltimore Law Review, Forthcoming).Alyssa Bryant & Ezra Young, Transgender Politics: The Civil Rights of Transgender Persons, (Transgender and Gender Diverse Persons: A Handbook for Service… [read post]
12 Sep 2020, 6:10 am
Crenshaw, to vote against the rule and to issue dissents. [read post]
3 Sep 2020, 6:25 am
But the two Democratic Commissioners, Allison Herren Lee and Caroline Crenshaw, issued a joint release accusing the SEC of steadily expanding the market for unregistered securities without regard for the higher risk they entail, including risks stemming from the absence of the registration and reporting requirements that accompany public securities. [read post]
1 Sep 2020, 3:35 pm
Arguments Against the Amendments The two Democratic Commissioners, Allison Herren Lee and Caroline Crenshaw, voted against the amendments and issued a joint statement, characterizing the Commission’s decision as a “failure to modernize the accredited investor definition. [read post]
28 Aug 2020, 6:11 am
., on Wednesday, August 26, 2020 Tags: Climate change, DOL, Environmental disclosure, ERISA, ESG, Fiduciary duties, Institutional Investors, Retirement plans, Securities regulation, Sustainability McDonald’s Clawback Suit Against Former CEO: A Cautionary Tale Posted by Scott Spector, David Bell, and Elizabeth Gartland, Fenwick & West LLP, on Wednesday, August 26, 2020 Tags: Attorneys’… [read post]
27 Aug 2020, 6:09 am
Posted by Allison Herren Lee and Caroline Crenshaw, U.S. [read post]
27 Aug 2020, 3:03 am
The Commission adopted the amendments by a 3-2 vote – Commissioners Allison Herren Lee and Caroline Crenshaw dissented. [read post]
20 Aug 2020, 3:00 am
Hester Peirce is Okay with “Crypto Mom” Moniker SEC Commissioner Hester Peirce was just reconfirmed by the Senate – along with new Commissioner Caroline Crenshaw. [read post]
17 Aug 2020, 9:09 am
Crenshaw and Ms. [read post]
7 Aug 2020, 3:03 am
Late yesterday evening, the Senate confirmed the nominations of Hester Peirce and Caroline Crenshaw to serve as SEC Commissioners by a voice vote. [read post]
24 Jul 2020, 6:10 am
Gagne, Olshan Frome Wolosky LLP , on Wednesday, July 22, 2020 Tags: COVID-19, Disclosure, SEC, SEC enforcement, Securities enforcement, Securities fraud Behavioral Biases of Analysts and Investors Posted by David Hirshleifer (University of California Irvine), on Wednesday, July 22, 2020 Tags: Analyst forecasts, Analysts, Behavioral finance, Decision making, Earnings announcements, Financial… [read post]
