Search for: "Carter v. US Securities & Exchange Commission"
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18 Jan 2011, 9:35 am
[3] Section 21F(a) of the Securities Exchange Act of 1934, codified at 15 U.S.C. ? [read post]
23 May 2011, 7:57 am
Securities and Exchange Commission (“SEC”) announced its first deferred prosecution agreement (“DPA”). [read post]
16 Dec 2017, 4:55 am
The military commissions are still in full gear. [read post]
28 Dec 2016, 7:12 am
SEC, a divided panel held that the Securities and Exchange Commission’s administrative law judges (ALJs) are unconstitutional. [read post]
25 Jul 2011, 2:00 am
The Whistleblower Rules supplement the Commission’s ongoing efforts, along with its cooperation initiative, to incentivize individuals to report potential securities law violations to the SEC. [read post]
21 Feb 2018, 12:52 pm
Bobby Chesney explained a factual dispute related to the merits in Doe v. [read post]
22 Apr 2009, 1:54 pm
Securities and Exchange Commission accusing him and 11 others of defrauding more than 600 investors of more than $28 million in a Ponzi scheme. [read post]
14 Apr 2016, 11:05 am
The Compliance with Court Orders Act of 2016 comes in response to the ongoing FBI v. [read post]
4 Jun 2014, 9:30 pm
Securities & Exchange Commission, St. [read post]
31 Mar 2015, 9:17 am
According to authorities, the homeowners were startled awake by the alarm on their home security system. [read post]
5 Jun 2022, 4:26 pm
Explaining why the outcome likely differs from the 2020 UK judgment against The Sun over similar allegations, Persephone Bridgman Baker, a partner at Carter-Ruck, points to the use of “more evidence in the US proceedings about Heard’s credibility, on which the judge in the UK placed little importance. [read post]
2 May 2017, 3:44 am
Securities and Exchange Commission, which asks whether a federal statute of limitations on civil penalties and forfeitures applies to disgorgements, warning that “unless the Court is careful, it could end up rewriting the tax law and turning Kokesh’s statute-of-limitations issue into a boon for the federal fisc. [read post]
9 Aug 2019, 3:00 am
” Proposed FEC Rule Would Further Constrain Foreign Election Contributions National Public Radio – Philip Ewing | Published: 8/1/2019 The FEC proposed new rules to outlaw exchanges like the one that took place when a Russian delegation visited Trump Tower in 2016 to offer Donald Trump’s campaign “dirt” on Democrats. [read post]
14 Aug 2023, 9:10 pm
See Commission Guidance on the Use of Company Websites, 73 Fed. [read post]
25 Oct 2018, 8:03 am
McMaster as Trump’s national security adviser. [read post]
8 Dec 2015, 1:58 pm
The Security Council has not ta [read post]
8 Aug 2018, 1:51 pm
Federal Election Commission. [read post]
2 Nov 2021, 1:41 pm
Heller and McDonald v. [read post]
1 Feb 2019, 10:51 am
The deterrent effect of the Securities and Exchange Commission’s enforcement intensity on illegal insider trading: evidence from run-up before news events. [read post]
4 Oct 2011, 3:28 pm
Back when I was a summer associate at White & Case, we used to talk about SEC v. [read post]
