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7 May 2024, 10:03 pm
California Senior Files 6-Figure Moody National REIT II Loss Lawsuit Against Centaurus Financial. [read post]
3 Mar 2024, 5:41 am
The securities attorneys at The Law Office of David Liebrader have opened an investigation into the securities sales by Marcel Pahmer, a registered representative affiliated with Centaurus Financial Inc. and Newport Wealth Advisors. [read post]
12 Feb 2024, 12:12 pm
The post Centaurus Financial: FINRA Complaint Alleges Unsuitability appeared first on The White Law Group. [read post]
15 Jan 2024, 7:08 pm
Novice Investor Sues Centaurus Financial Over Silver Star Properties REIT and Other Losses. [read post]
29 Dec 2023, 11:48 am
The post FINRA Claim Filed against Centaurus Financial appeared first on The White Law Group. [read post]
15 Nov 2023, 10:02 am
Continue reading The post Iorio Altamirano LLP Continues to Investigate Centaurus Financial for the Sale of GWG L Bonds appeared first on Securities Arbitration Lawyer Blog. [read post]
12 Nov 2023, 9:23 pm
The Ten Fastest Growing Independent Broker-Dealers in 2022 According to Investment News, the following brokerage firms are the top ten fastest growing independent broker-dealers, as of December 2022: 1 Alden Investment Group 2022 revenue: $18.35 million 2021 revenue: $5.88 million Change: 212.1% 2 Prospera Financial Services, Inc. 2022 revenue: $109.94 million 2021 revenue: $82.01 million Change: 34.1% 3 Arkadios Capital 2022 revenue: $79.13 million … [read post]
7 Nov 2023, 1:29 pm
Joseph Todd (Joseph Michael Todd CRD# 1830390) is a previously registered broker and investment advisor whose last known employer was Centaurus Financial (CRD# 30833) of Crystal River, FL. [read post]
3 Oct 2023, 8:38 am
Starke’s brokerage firm, Centaurus Financial. [read post]
28 Sep 2023, 1:37 pm
Timothy Tremblay Has Been a Registered Broker Since 1983 According to his Brokercheck, Timothy Tremblay has been registered as a broker and investment adviser with Centaurus Financial Inc. in California since 2003. [read post]
28 Sep 2023, 1:37 pm
Timothy Tremblay Has Been a Registered Broker Since 1983 According to his Brokercheck, Timothy Tremblay has been registered as a broker and investment adviser with Centaurus Financial Inc. in California since 2003. [read post]
28 Sep 2023, 1:37 pm
Timothy Tremblay Has Been a Registered Broker Since 1983 According to his Brokercheck, Timothy Tremblay has been registered as a broker and investment adviser with Centaurus Financial Inc. in California since 2003. [read post]
8 Aug 2023, 8:38 pm
When Seniors and Disabled Investors Are Defrauded By Their Brokers SEC Charges Ex-Centaurus Broker Joseph Michael Todd For Misappropriating $3M From Customers If you are an older or disabled investor who was the victim of broker fraud, you may be able to sue the broker-dealer for damages by contacting our disabled and elder financial abuse lawyers. [read post]
19 Jun 2023, 8:16 pm
Our Skilled Broker-Dealer Negligence Lawyers Are Investigating Centaurus Financial Advisor Valentino Scott Alternative investments can be high-risk and they are generally unsuitable for most retail customers and conservative retirees. [read post]
18 May 2023, 11:10 am
Advisor Valentino Scott (Scott), currently employed by brokerage firm Centaurus Financial, Inc. [read post]
10 May 2023, 9:59 am
The SEC’s order found that Centaurus failed to implement, and its branch manager failed to follow, Centaurus’ customer-specific suitability procedures and that Centaurus violated the broker-dealer books and records provisions of the federal securities laws. [read post]
6 Apr 2023, 2:57 am
The defendant was acting as agent for ship owner, Centaurus Maritime Enterprise (“CSME”), who had sold the vessel to another demolition contractor. [read post]
15 Feb 2023, 7:01 pm
When Unsuitable Structured Product Recommendations Lead To Investor Losses Centaurus Financial & Brokers Fined Over $1M For Marketing Variable Interest Rate Investments To Retail Customers Once again, Centaurus Financial is making headlines for allegedly unsuitably recommending financial products that were too risky for retail customers. [read post]
10 Feb 2023, 8:37 am
The settlement involved Centaurus branch manager Ricky A. [read post]
5 Jan 2023, 8:38 am
To learn more about the firm’s recent claims involving high risk alternative investments, please see: The White Law Group files another Lawsuit against Centaurus Financial The post Center Street Securities Fined for GPB Sales appeared first on The White Law Group. [read post]
