Search for: "Citigroup,Inc."
Results 81 - 100
of 1,145
Sorted by Relevance
|
Sort by Date
25 Jan 2011, 1:02 pm
Department of the Treasury announced yesterday that it commenced a secondary public offering of 255,033,142 warrants to purchase the common stock of Citigroup Inc. [read post]
26 May 2010, 1:14 pm
FINRA imposed a monetary sanction of $1.5 million against Citigroup Global Markets Inc. for supervisory violations relating to its handling of trust funds belonging to cemeteries in Michigan and Tennessee. [read post]
4 May 2012, 6:02 pm
The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined Citigroup Global Markets, Inc. $725,000 for failing to disclose certain conflicts of interest in its research reports and research analysts’ public appearances. [read post]
12 Aug 2013, 11:32 am
Citigroup Inc.. [read post]
3 Nov 2009, 3:38 pm
Citigroup, Inc. [read post]
3 Nov 2009, 3:38 pm
Citigroup, Inc. [read post]
27 Aug 2015, 9:01 am
From the Desk of Jim Eccleston at Eccleston Law LLC: Two Citigroup affiliates, Citigroup Global Markets Inc. [read post]
4 Feb 2013, 7:29 am
On January 24, Impac Funding Corp. settled a lawsuit brought by Citigroup Global Markets Inc. alleging violations of Sections 18 and 20 of the Securities Exchange Act and negligent misrepresentation based on alleged misstatements in the Pooling and Servicing Agreement for an RMBS trust. [read post]
14 Aug 2012, 5:01 am
The investors alleged that Citigroup’s frequent intervention in the ARS market was manipulative, and that the parent company, Citigroup Inc., was a 20(a) controlling person. [read post]
24 Nov 2008, 2:08 pm
From the Wall Street Journal (sub req'd): The federal government agreed Sunday night to rescue Citigroup Inc. by helping to absorb potentially hundreds of billions of dollars in losses on toxic assets on its balance sheet and injecting fresh capital into the troubled financial giant. [read post]
13 Oct 2009, 11:00 am
Citigroup, Inc. has agreed to pay a $600,000 Financial Industry Regulatory Authority fine to settle claims that its alleged inadequate supervision of certain derivative transactions between 2002 and 2005 allowed a number of foreign clients to avoid paying taxes on dividends. [read post]
10 Aug 2011, 6:19 pm
(Smith Barney is a division of Citigroup Global Markets, Inc. and is now doing business as part of Morgan Stanley Smith Barney, LLC.) [read post]
19 Mar 2012, 10:48 am
Court of Appeals for the Second Circuit issued a stay of proceedings in a case brought against Citigroup Global Markets Inc. by the Securities and Exchange Commission. [read post]
4 May 2009, 11:09 pm
Loree Jr: Guest Blogger Victoria VanBuren Discusses the Role of Federal Arbitration Act Section 10(a)(4) After Citigroup Global Markets, Inc. v. [read post]
3 Jun 2013, 10:33 am
On May 28, the FHFA, acting on behalf of Fannie Mae and Freddie Mac, dismissed its lawsuit against Citigroup Inc. and certain of its affiliates and employees after reaching a settlement with defendants. [read post]
26 Apr 2009, 4:36 pm
Wachovia Capital Markets LLC and Citigroup Global Markets Inc. will settle allegations by the Michigan Office of Financial and Insurance Regulation that the firms misled investors who bought auction rate securities by paying a combined $880.3 millionâ€â [read post]
26 May 2020, 4:29 pm
Citigroup Global Markets Inc. [read post]
5 Jan 2009, 2:02 pm
In Citigroup Global Markets, Inc. v. [read post]
8 Apr 2014, 3:57 am
In a Financial Industry Regulatory Authority (“FINRA”) Arbitration Statement of Claim filed in February 2012, Claimant Citigroup Global Markets, Inc. asserted breach of contract for failure to pay the balance due on a promissory note. [read post]
4 Jul 2010, 10:03 am
Citi Halts Gulf Coast Foreclosures Citigroup Inc., the recipient of a $45 billion taxpayer bailout, will suspend foreclosures in coastal areas hit by the BP oil spill in the Gulf of Mexico. [read post]
