Search for: "Citigroup Global Markets,Inc."
Results 81 - 100
of 427
Sorted by Relevance
|
Sort by Date
22 May 2008, 12:45 pm
In re Citigroup Global Markets, No. 06-0886 (per curiam) (orig. proceeding) Decided: May 16, 2008 The court of appeals held that Citigroup’s (successful) attempt to remove a case to federal court, its (successful) attempt to get an MDL transfer of that case, and then its (successful) request that the MDL court remand the case back to state court was enough to waive an arbitration clause. [read post]
21 Nov 2014, 7:01 am
Bank’s repurchase claims against Citigroup Global Markets Realty Corp. [read post]
17 Aug 2018, 2:57 am
Among my favorite tunes was one that often reminds me of Wall Street: "Chain of Fools"Citigroup to Pay More Than $10 Million for Books and Records Violations and Inadequate Controls (SEC Press Release 2018-155)https://www.sec.gov/news/press-release/2018-155-0Citigroup Inc. and its U.S. broker-dealer subsidiary Citigroup Global Markets Inc. [read post]
11 Dec 2014, 4:35 am
See this recent case for discussion of some of these issues.Case In PointIn a Financial Industry Regulatory Authority (“FINRA”) Arbitration Statement of Claim filed in July 2011 public customer Claimants Jiovino and Route 36 East LLC alleged causes of action against Citigroup Global Markets, Inc. [read post]
12 Oct 2009, 12:38 pm
Citigroup Global Market, Inc. has filed a motion to dismiss an action against it by KV Pharmaceuticals Co. arising out of sales of auction rate securities, according to an August 25 article in Law360 by Christine Caufield entitled "Citigroup Argues KV Pharma Knew ARS Risks. [read post]
20 Mar 2015, 1:39 pm
Bank’s attempt to refile an amended complaint against Citigroup Global Markets Realty Corp. and CitiMortgage, Inc. [read post]
7 Nov 2016, 1:29 pm
Citigroup Global Markets, Inc., … Continue reading Ninth Circuit Disapproves of Imposter Arbitrators → [read post]
29 May 2012, 6:05 pm
Citigroup Global Markets Inc. [read post]
6 Mar 2009, 1:02 pm
Citigroup Global Markets Inc. v. [read post]
12 Apr 2007, 12:38 pm
Citigroup Global Markets, Inc., No. 05-4362 (7th Cir. [read post]
30 Dec 2016, 2:09 am
As demonstrated by a recent public customer arbitration against Citigroup Global Markets, Inc., one more trite expression also comes into play: He who hesitates is lost.Case In PointIn a Financial Industry Regulatory Authority ("FINRA") Arbitration Statement of Claim filed in May 2016, Claimants asserted common law fraud; breach of fiduciary duty; negligent failure to supervise; and negligence in connection with an alleged over-concentration of assets in… [read post]
15 Mar 2012, 10:54 am
Citigroup Global Markets, Inc, CA-2, No. 11-5227, March 15, 2012)The panel had no reason to doubt the SEC’s representation that the settlement it reached is in the public interest. [read post]
30 Nov 2011, 5:15 am
Citigroup Global Markets Inc, No. 11-07387 (S.D.N.Y). [read post]
4 Nov 2016, 6:02 am
Citigroup Global Markets, Inc., Defendant/Appellee (Opinion; 9 Cir.; 14-56650, 14-CV-04418 / November 4, 2016). [read post]
20 Aug 2007, 8:13 pm
Richard Gomes, SVP Corporate IT Risk Management Policy, Worldwide Records Managment Program , CITIGROUP GLOBAL MARKETS. [read post]
2 Aug 2017, 6:45 am
Financial Industry Regulatory Authority’s claims that they failed to have adequate risk controls Deutsche Bank Securities Inc., Citigroup Global Markets Inc., J.P. [read post]
2 Aug 2017, 3:15 pm
Financial Industry Regulatory Authority’s claims that they failed to have adequate risk controls Deutsche Bank Securities Inc., Citigroup Global Markets Inc., J.P. [read post]
13 Feb 2018, 9:07 am
La Junta de Supervisión y Administración Financiera para Puerto Rico (la “Junta de Supervisión”) creada por el Congreso bajo la Puerto Rico Oversight, Management and Economic Stability Act (“PROMESA” o la “Ley”) enmendó hoy su contrato con el consultor financiero Citigroup Global Markets, Inc. [read post]
11 Jul 2007, 11:41 am
Link: Citigroup Places Japan At Center of Global Plan - WSJ.com. [read post]
31 Jul 2018, 1:18 pm
He was previously employed by Citigroup Global Markets Inc. [read post]
