Search for: "Citigroup Global Markets"
Results 1 - 20
of 737
Sort by Relevance
|
Sort by Date
2 May 2024, 12:35 pm
He was affiliated with firms like RBC Capital Markets, UBS Financial Services Inc., and Citigroup Global Markets Inc. [read post]
1 May 2024, 4:24 am
For example, Citigroup and others in the Net-Zero Banking Alliance are aligning their practices with these principles. [read post]
18 Apr 2024, 9:01 pm
I’ll simply note they exist.[5] But it’s not just in the crypto markets. [read post]
17 Apr 2024, 6:25 pm
With giants such as Google, Meta, and Goldman Sachs trimming their teams, the trend is a stark reminder of the volatility and uncertainty that permeate the global market. [read post]
4 Apr 2024, 10:23 am
The White Law Group Files a Claim against Citigroup Global Markets The White Law Group announces the filing of a FINRA arbitration claim against Citigroup Global Markets for investment losses involving high risk investments. [read post]
29 Mar 2024, 4:17 am
Treasury market. [read post]
29 Jan 2024, 12:00 pm
Morgan Stanley settled the charges by paying over $249 million, addressing allegations of improperly alerting favored institutional clients about significant blocks of private stock coming to the market. [read post]
26 Jan 2024, 8:27 am
According to his FINRA BrokerCheck profile, Rodriguez was affiliated with the following firm during his career: 06/01/2009 – 09/03/2021, MORGAN STANLEY (CRD#:149777), EL PASO, TX, B, 08/05/2008 – 06/01/2009, CITIGROUP GLOBAL MARKETS INC. [read post]
26 Jan 2024, 6:00 am
We focus on the medium term and aren’t reacting to any cycle,” said Raymond Joabar, group president at Amex Global Merchant & Networking Services. [read post]
25 Jan 2024, 8:35 am
According to his FINRA BrokerCheck profile, McKelvey was affiliated with the following firm during his career: 06/01/2009 – 05/05/2022, MORGAN STANLEY (CRD#:149777), Southlake, TX, B, 11/07/2008 – 06/01/2009, CITIGROUP GLOBAL MARKETS INC. [read post]
10 Nov 2023, 7:01 am
(CRD#:6363) of Los Angeles, CA, Citigroup Global Markets Inc. [read post]
9 Nov 2023, 6:29 am
(CRD# 8174) of Paramus, NJ, Morgan Stanley Smith Barney (CRD# 149777) and Citigroup Global Markets Inc. [read post]
8 Nov 2023, 10:14 pm
The regulator sanctioned Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
1 Sep 2023, 6:44 am
Clarice Saw (Clarice Crystal Saw CRD 2633118, aka “Chin Saw,” “Clarice Chin Saw”) was previously employed by Cetera Investment Advisers LLC (CRD# 105644 and 1540) of Flushing, NY, Citigroup Global Markets Inc. [read post]
1 Sep 2023, 6:07 am
He was previously employed by Morgan Stanley (CRD# 149777), Citigroup Global Markets Inc. [read post]
31 Aug 2023, 8:09 am
The Securities and Exchange Commission today announced settled cease-and-desist proceedings against broker-dealer Citigroup Global Markets Inc. [read post]
29 Aug 2023, 1:10 pm
The Securities and Exchange Commission today announced settled cease-and-desist proceedings against broker-dealer Citigroup Global Markets Inc. [read post]
21 Aug 2023, 9:42 am
Additionally, the housing market witnessed a rapid surge in property prices due to speculative buying and lenient lending standards. [read post]
8 Aug 2023, 11:25 am
According to FINRA broker report, William Weisbrod and Lilia Nia were reportedly affiliated with the following firms during their careers, among others: William Weisbrod: B – 4/27/2009-2/18/2021, Purshe Kaplan Sterling Investments (CRD#:35747), Fairfield, NJ B – 04/22/2005 – 02/06/2009, Citigroup Global Markets INC. [read post]
31 Jul 2023, 12:40 pm
(CRD#:7059), NEW YORK, NY B, 11/07/2016 – 09/28/2021, CITIGROUP GLOBAL MARKETS INC. [read post]
