Search for: "Citigroup Global Markets Holdings, Inc."
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3 Dec 2018, 11:27 am
A preliminary $182M settlement has been reached in a benchmark rigging lawsuit between investors and banks Citigroup Inc. [read post]
8 Nov 2008, 1:48 am
Citigroup Global Markets, Inc., 2008 WL 4426412 (2d Cir. [read post]
8 Nov 2008, 1:48 am
Citigroup Global Markets, Inc., 2008 WL 4426412 (2d Cir. [read post]
3 May 2012, 8:15 pm
(WFC), UBS AG (UBSN), Morgan Stanley (MS), and Citigroup Inc. [read post]
28 Oct 2009, 2:54 am
See Citigroup Global Markets, Inc. v. [read post]
30 Sep 2008, 9:41 pm
Citigroup Global Markets, Inc. [read post]
4 Sep 2014, 10:46 am
Citigroup Global Mkts., Inc. v. [read post]
18 Jan 2010, 1:02 pm
Two months ago we reported that Citigroup Global Markets, Inc. had asked a New York court to dismiss a $72 million lawsuit filed against it by KV Pharmaceutical Co. [read post]
13 Sep 2007, 6:19 am
Citigroup Global Markets, Inc., 487 F.Supp.2d 1009, 1012 (S.D. [read post]
1 Sep 2023, 6:07 am
He was previously employed by Morgan Stanley (CRD# 149777), Citigroup Global Markets Inc. [read post]
13 Mar 2015, 12:04 pm
RICHMONT HOLDINGS, INC., NUKOTE HOLDING, INC., NUKOTE INTERNATIONAL, INC., INKBRARY, L.L.C., SUPERIOR ACQUISITIONS L.L.C., JOHN P. [read post]
13 Jan 2012, 8:54 am
These cases and other matters from the last month are discussed in greater detail after the jump.The SEC's Appeal in the Citigroup Global Markets Appeal It is remarkable to think that it has been less than three months since the SEC announced its $285 million settlement with Citigroup Global Markets, Inc. under the usual neither-admit-nor-deny standard. [read post]
13 Jan 2012, 8:54 am
These cases and other matters from the last month are discussed in greater detail after the jump.The SEC's Appeal in the Citigroup Global Markets Appeal It is remarkable to think that it has been less than three months since the SEC announced its $285 million settlement with Citigroup Global Markets, Inc. under the usual neither-admit-nor-deny standard. [read post]
4 Mar 2011, 12:32 pm
’s (AKAM) auction-rate securities lawsuit that seeks to hold Deutsche Bank AG liable for $200 million in losses can proceed. [read post]
18 Jan 2017, 5:00 am
Citigroup Global Markets Inc., December 23, 2016).Arbitration. [read post]
3 Jul 2018, 6:00 am
The size of the civil penalties levied against companies has varied widely, from $300,000 (Arab Global) to $30 million (Deutsche Bank AG and Deutsche Bank Securities Inc.). [read post]
19 Jan 2021, 8:16 am
Hanaur & Company, Smith Barney Inc., Citigroup Global Markets Inc., Wells Fargo Clearing Services LLC and is currently working for Raymond James & Associates, Inc. [read post]
3 Oct 2014, 10:50 am
See In re Citigroup Global Markets, Inc., 258 S.W.3d at 626-27. [read post]
13 Mar 2015, 12:04 pm
Richmont Holdings, Inc. v. [read post]
10 Feb 2011, 11:56 am
Fuld Jr., ex-Lehman Chief Financial Officers Erin Callan and Christopher O'Meara, 9 Lehman directors, and 33 others firms, including Wells Fargo Securities, Citigroup Global Markets Inc., and Mellon Financial Markets. [read post]
