Search for: "Citigroup Global Markets Holdings Inc."
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19 Nov 2009, 12:13 pm
Mattel, Inc. 128 S.Ct. 1396 (2008) and the Fifth Circuit ruling in Citigroup Global Markets, Inc. v. [read post]
14 Feb 2012, 12:39 pm
Settlement Issues Last month, we included a lengthy discussion of the events in SEC's case against Citigroup Global Markets, Inc., which was seemingly settled in October 2011, only to have Judge Jed Rakoff reject the settlement. [read post]
22 Sep 2014, 10:37 am
Supp. 2d 435 (S.D.N.Y. 2013); Citigroup Global Mkts. [read post]
31 Mar 2023, 6:18 am
As of February 2019, the defendants were participants in five VPFCs with Citibank under which nearly 29.5 million Knight-Swift shares were pledged.In August 2019, the defendants asked Citigroup Global Markets Inc. [read post]
26 May 2012, 7:05 pm
Citigroup Global Markets, Inc. go to trial. [read post]
25 Sep 2009, 1:58 pm
” Id.Following Hall Street, the Fifth Circuit, in Citigroup Global Markets, Inc. v. [read post]
21 Apr 2009, 2:40 am
" In a separate complaint also filed on April 16, 2009, Braintree Laboratories and related entities sued Citigroup Global Markets in the District of Massachusetts (complaint here). [read post]
8 Dec 2011, 2:00 am
This difference between American banks and banks in China speaks volumes about the global lending market. [read post]
13 Feb 2011, 7:00 pm
Kindred has obtained financing commitments from JPMorgan Chase, Morgan Stanley and Citigroup Global Markets in connection with the pending transaction and expects to have in place $1.9 billion of long term financing, of which an estimated $1.6 billion will be in place at closing. [read post]
12 Aug 2015, 9:08 am
– $250,000 Central States Capital Markets, LLC – $60,000 Citigroup Global Markets Inc. [read post]
25 Jul 2008, 7:17 pm
Those firms include UBS Financial Services, Bear, Stearns & Co., Inc., Citigroup Global Markets, Inc., J.P. [read post]
6 Dec 2011, 4:55 pm
This settlement must be approved by US District Judge Jed Rakoff, who just last week rejected the proposed $285M securities settlement between Citigroup Global Markets Inc. and the Securities and Exchange Commission. [read post]
19 Oct 2018, 2:25 pm
Within her 28 years in the securities industry, Dawn Bennett was registered with Wheat, First Securities, Inc. (03/1987-08/1996), Legg Mason Wood Walker, Inc. (08/1996-02/2006), CitiGroup Global Markets Inc. (02/2006), Royal Alliance Associates, Inc. (02/2006-10/2009), and Western International Securities, Inc. (10/2009-12/2015). [read post]
15 Jan 2014, 2:22 pm
., Inc. and Century Securities Associates Inc. [read post]
1 Mar 2010, 7:11 pm
(IP Dragon) Beijing No. 1 Intermediate People's Court:Konica’s claim dismissed: Konica Minolta Holdings Inc v. [read post]
1 Mar 2010, 7:11 pm
(IP Dragon) Beijing No. 1 Intermediate People's Court:Konica’s claim dismissed: Konica Minolta Holdings Inc v. [read post]
12 Jun 2018, 8:51 am
Courtesy of LAWA The bonds were underwritten by Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc. and Ramirez & Co., Inc. [read post]
16 Nov 2006, 11:53 am
Customers include Citigroup, Credit Suisse, Babcock & Brown, First Data Corporation and other business practice leaders. [read post]
14 Mar 2012, 8:43 am
Among the other market crisis cases brought by the SEC are proceedings against: • RBC Capital Markets LLC who was named in a September 2011 settled administrative proceeding brought by the SEC for misconduct relating to the sale of unsuitable investments (credit-linked notes that were tied to the performance of synthetic collateralized debt obligations or "CDOs") to five Wisconsin school districts; • Thomas Wu, the former CEO of United Commercial Bank, who was… [read post]
10 Apr 2012, 2:19 pm
In other stockbroker fraud news, Citigroup Inc. [read post]
