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3 Oct 2017, 10:24 am
” Chairman Clayton particularly focused on the simplification for rules under Regulation S-X and industry-specific disclosure requirements, and the reexamination of CEO pay ratio disclosure rules under Dodd Frank. [read post]
31 Mar 2017, 8:23 am
The Senators argued that there is no evidence that any of Piwowar’s actions are favored by incoming SEC Chair Jay Clayton. [read post]
24 Jul 2017, 3:34 am
Does this mean that the SEC doesn’t intend to ever proceed with adopting any of the outstanding Dodd-Frank rules that are still in the proposal stage? [read post]
29 Jun 2020, 4:42 pm
Clayton reaction. [read post]
21 Jun 2019, 12:06 pm
I am grateful for Chairman Clayton’s leadership in moving forward on these rulemakings in a way that is both expeditious and prudent. [read post]
10 Aug 2017, 6:08 am
Many people seem to think that the new commissioner of the Securities and Exchange Commission, Jay Clayton, is likely to focus more on capital formation issues than the previous commissioner. [read post]
10 Aug 2017, 6:08 am
Many people seem to think that the new commissioner of the Securities and Exchange Commission, Jay Clayton, is likely to focus more on capital formation issues than the previous commissioner. [read post]
21 Sep 2017, 1:25 pm
The Securities and Exchange Commission has approved interpretive guidance to assist companies in their efforts to comply with the pay ratio disclosure requirement mandated by Section 953(b) of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
20 Dec 2018, 6:54 am
Chairman Jay Clayton said: "The new rules will provide for clear and straightforward disclosure of company policies regarding hedging. [read post]
11 Apr 2022, 6:52 am
Lizarraga was involved with the drafting of the Dodd-Frank Act. [read post]
10 Nov 2020, 7:19 am
Gensler was one of the first agency heads to begin to implement the Dodd-Frank Act’s derivatives reforms following the Great Recession. [read post]
7 Dec 2018, 5:00 am
Clayton’s focus on financial disclosures. [read post]
5 May 2017, 6:00 am
Clayton at Sullivan & Cromwell LLP. [read post]
7 Aug 2020, 3:03 am
SEC Chair Jay Clayton and Commissioners Elad Roisman and Allison Lee issued a statement of congratulations and news was first reported in ThinkAdvisor. [read post]
2 Jul 2018, 7:41 am
Peirce Section 922 of Dodd-Frank: Whistleblower Protection The Limit of Whistleblowers [read post]
7 Aug 2017, 10:50 am
The SEC adopted the pay ratio disclosure rule in August 2015 to implement Section 953(b) of the Dodd-Frank Act. [read post]
2 Aug 2013, 9:00 am
Clayton, in his now-unsuccessful effort to seek $600,000 in severance pay. [read post]
24 Jun 2019, 7:19 am
Chairman Clayton also credited Commissioner Peirce for her excellent leadership in the agency’s efforts to stand up the Dodd-Frank Title VII regulatory regime. Pierce declared, “These final rules are designed to ensure the financial integrity of dealers at the center of the critically important security-based swap market and represent an enormous effort on the part of our staff, particularly in the Divisions of Trading and Markets and Economic and Risk Analysis. [read post]
12 Aug 2010, 8:00 am
The opinion referenced SOX and the clawback provision (which has been amended in Dodd-Frank). [read post]
21 Jan 2009, 8:02 am
Lemley, A Realistic Approach to the Obviousness of Inventions Aaron Xavier Fellmeth, State Regulation of Sexuality in International Human Rights Law and Theory Clayton P. [read post]