Search for: "Clayton Dodds"
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17 Dec 2020, 6:19 am
Posted by Jay Clayton, U.S. [read post]
17 Dec 2020, 3:05 am
All of the SEC Commissioners, including Chair Jay Clayton, released their own statements about the final rules. [read post]
14 Dec 2020, 11:09 am
Jay Clayton says he will step down early as head of the SEC at the end of 2020. [read post]
23 Nov 2020, 7:54 am
The Dodd-Frank Act required more than 80 rulemakings and dozens of reports and studies from the Commission. [read post]
10 Nov 2020, 7:19 am
Gensler was one of the first agency heads to begin to implement the Dodd-Frank Act’s derivatives reforms following the Great Recession. [read post]
29 Oct 2020, 2:02 pm
Indeed, the SEC’s press release quotes SEC Chair Jay Clayton as saying “Today’s milestone award is a testament to the Commission’s commitment to award whistleblowers who provide the agency with high-quality information. [read post]
23 Oct 2020, 1:11 pm
” SEC Whistleblower Program Since the SEC whistleblower program was created in 2010 with the Dodd-Frank Act, $676 million has been awarded to 108 people. [read post]
1 Oct 2020, 5:31 am
Under the Dodd-Frank Act, qualified SEC whistleblowers, individuals who voluntarily provide original information that leads to a successful enforcement action, are entitled to monetary awards of 10-30% of funds collected by the government. [read post]
29 Sep 2020, 6:43 am
” “Today’s award marks a milestone for the whistleblower program,” added SEC Chairman Jay Clayton. [read post]
1 Sep 2020, 3:35 pm
Chairman Clayton and the two Republican Commissioners view the rules as an important first step toward modernizing the definition and expanding access to private capital markets. [read post]
27 Aug 2020, 8:16 am
Supreme Court ruled that a whistleblower under the Dodd-Frank Act (DFA) was only protected from retaliation under that law if they made their disclosure directly to the SEC. [read post]
7 Aug 2020, 3:03 am
SEC Chair Jay Clayton and Commissioners Elad Roisman and Allison Lee issued a statement of congratulations and news was first reported in ThinkAdvisor. [read post]
24 Jul 2020, 6:10 am
Securities and Exchange Commission, on Thursday, July 23, 2020 Tags: Capital markets, Investor protection, Retirement plans, SEC, Securities enforcement, Securities regulation Statement by Chairman Clayton at Open Meeting to Adopt Amendments to the Proxy Solicitation Rules Posted by Jay Clayton, U.S. [read post]
29 Jun 2020, 4:42 pm
Clayton reaction. [read post]
2 Mar 2020, 8:18 am
Building upon the majority’s emphasis during the first session of the 116th Congress on consumers and investors, the majority said the SEC’s forthcoming budget should focus on enforcement, examinations, and finishing Dodd-Frank Act rulemakings. [read post]
20 Dec 2019, 6:10 am
Koors, Pearl Meyer & Partners, LLC, on Thursday, December 19, 2019 Tags: Boards of Directors, Compensation committees, Corporate culture, Executive Compensation, Executive turnover, Human capital, Management, Succession Statement by Chairman Jay Clayton at Open Meeting Posted by Jay Clayton, U.S. [read post]
19 Dec 2019, 6:21 am
Posted by Jay Clayton, U.S. [read post]
13 Dec 2019, 6:00 am
Senate Testimony by SEC Chairman Clayton on “Oversight of the Securities and Exchange Commission” Posted by Jay Clayton, U.S. [read post]
13 Dec 2019, 12:53 am
Thomas NYU Law’s Compliance & Enforcement blog Nearly ten years ago, following a global financial collapse spurred by serial wrongdoing, Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
22 Nov 2019, 5:51 am
Smith, EY Center for Board Matters, on Friday, November 15, 2019 Tags: Boards of Directors, Corporate culture, Corporate Social Responsibility, Disclosure, Diversity, ESG, Human capital, SEC, Securities regulation JV Directors Duty of Loyalty Posted by Meghan McGovern, Tracy Branding, and James Bamford, Water Street Partners LLC, on Saturday, November 16, 2019 Tags: Boards of Directors, Conflicts of… [read post]
