Search for: "Clayton Dodds"
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18 Dec 2017, 3:49 am
That includes leftover Dodd-Frank rulemakings like pay-for-performance, clawbacks and hedging. [read post]
8 Jan 2021, 5:52 am
This post is based on her letter to outgoing SEC Chairman Jay Clayton. [read post]
5 Apr 2023, 4:05 am
OMWI was started thanks to, of all things, the Dodd-Frank Act. [read post]
17 Jun 2007, 2:15 am
Two women, Grace Golden Clayton and Sonora Smart Dodd, are said to have spearheaded the commemoration. [read post]
22 Jun 2018, 6:01 am
Gerard Comizio, Fried, Frank, Harris, Shriver & Jacobson LLP, on Monday, June 18, 2018 Tags: Banks, Capital requirements, Compliance and disclosure interpretation, Dodd-Frank Act, FDIC, Federal Reserve, Financial institutions, Financial regulation, Liquidity, Mutual funds, OCC, Proprietary trading, Volcker Rule T. [read post]
14 Nov 2018, 7:36 am
Asked about possible progress on other unfinished Dodd-Frank rulemaking, Hinman said that Chairman Clayton wants to do them serially, so once the hedging proposals are out the staff will move on to the others. [read post]
24 Jul 2020, 6:10 am
Securities and Exchange Commission, on Thursday, July 23, 2020 Tags: Capital markets, Investor protection, Retirement plans, SEC, Securities enforcement, Securities regulation Statement by Chairman Clayton at Open Meeting to Adopt Amendments to the Proxy Solicitation Rules Posted by Jay Clayton, U.S. [read post]
7 Feb 2017, 5:51 am
Since the SEC is currently subject to three vacancies, it’s unlikely that anything will happen until Jay Clayton is approved by the Senate as the new Chair. [read post]
8 Sep 2010, 1:44 am
" Dodd-Frank's Effect on Non-U.S. [read post]
31 May 2017, 3:34 am
Reportedly, SEC Chair Jay Clayton plans to tap one of his former Sullivan & Cromwell partners to lead the SEC’s Enforcement Division – Steve Peikin. [read post]
12 Mar 2021, 12:35 pm
Senator Grassley, the Chairman of the Senate’s Whistleblower Caucus, has played a key role in bipartisan efforts to protect whistleblowers and defend qui tam reward programs, such as those established under the Dodd-Frank Act in 2010. [read post]
22 Feb 2023, 3:25 am
The program is described as follows: In this program, you’ll learn about OMWI’s origin and mandate as part of the Dodd-Frank Act and how the office was stood up by the Commission. [read post]
23 Aug 2017, 6:09 am
Recently, the Securities and Exchange Commission revised its rule-making docket under newly appointed Chairman Clayton’s leadership and pushed all of the unfinished Dodd-Frank related rules (pay-for-performance disclosure, clawbacks and disclosure of hedging policies) and some additional governance rule-making (universal proxy cards and board diversity) to the back burner. [read post]
31 Oct 2017, 5:00 am
From July 2010 through December 2016, the Commission’s policy agenda was determined by what Piwowar called “the Dodd-Frank Death March. [read post]
17 Sep 2018, 6:31 am
The Dodd-Frank Act authorized the SEC to require all brokers and advisers to comply with the same fiduciary standard, the letter states. [read post]
3 Jul 2018, 11:14 am
Somers, the SEC has acquiesced to the Supreme Court’s ruling that internal complaints are not covered under Dodd-Frank. [read post]
26 Apr 2017, 3:15 am
Aides to Jay Clayton, Mr. [read post]
11 May 2018, 6:01 am
Corporate Purpose: ESG, CSR, PRI and Sustainable Long-Term Investment Posted by Martin Lipton, Wachtell, Lipton, Rosen & Katz, on Friday, May 4, 2018 Tags: Accountability, Boards of Directors, Corporate Social Responsibility, DOL, ERISA, ESG, International governance, Long-Term value, Risk oversight, Stewardship, Sustainability The Evolving Market for Retail Investment Services and Forward-Looking Regulation Adding Clarity and… [read post]
22 Jan 2021, 2:40 pm
According to DOJ, “these are the largest [Clayton Act] Section 4A settlements in American history. [read post]
22 Oct 2018, 2:29 pm
The decision was unanimous, with Securities and Exchange Commission (SEC) Commissioner Elad Roisman voting on delegated authority due to the recusal of SEC Chair Jay Clayton. [read post]
