Search for: "Clayton Frank"
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25 Sep 2020, 6:31 am
Securities and Exchange Commission, on Thursday, September 24, 2020 Tags: Boards of Directors, ESG, Institutional Investors, Ownership, Proxy voting, Rule 14a-8, Securities regulation, Shareholder proposals, Shareholder voting Statement by Chairman Clayton on Modernizing the Shareholder Proposal Framework for the Benefit of All Shareholders Posted by Jay Clayton, U.S. [read post]
11 May 2018, 6:01 am
Corporate Purpose: ESG, CSR, PRI and Sustainable Long-Term Investment Posted by Martin Lipton, Wachtell, Lipton, Rosen & Katz, on Friday, May 4, 2018 Tags: Accountability, Boards of Directors, Corporate Social Responsibility, DOL, ERISA, ESG, International governance, Long-Term value, Risk oversight, Stewardship, Sustainability The Evolving Market for Retail Investment Services and Forward-Looking Regulation Adding Clarity and… [read post]
7 Jul 2008, 4:49 pm
This Article focuses on nine such lawyers: Ned Racine, Michael Clayton, Frank Galvin, Reggie Love, Paul Biegler, Sam Bowden, Arthur Kirkland, Jan Schlichtmann, and Atticus Finch. [read post]
19 Nov 2010, 6:47 pm
Clayton Airport (OLF); Lewistown Municipal Airport (LWT); Roswell International Air Center (ROW); San Francisco International (SFO); Sidney Richland Regional (SDY); Tupelo Regional (TUP); Wokal Field (GGW) You can read all about the Screening Partnership Program at our web page. [read post]
16 May 2019, 11:45 am
App. 2015), and Frank v. [read post]
7 Feb 2011, 12:13 pm
Schulz-Sonoma County Airport (STS); Dawson Community Airport (GDV); Frank Wiley Field (MLS); Greater Rochester International (ROC); Havre City County Airport (HVR); Jackson Hole (JAC); Joe Foss Field (FSD); Kansas City International (MCI); Key West International Airport (EYW); L.M. [read post]
22 Oct 2018, 2:29 pm
The decision was unanimous, with Securities and Exchange Commission (SEC) Commissioner Elad Roisman voting on delegated authority due to the recusal of SEC Chair Jay Clayton. [read post]
1 Oct 2020, 5:31 am
Under the Dodd-Frank Act, qualified SEC whistleblowers, individuals who voluntarily provide original information that leads to a successful enforcement action, are entitled to monetary awards of 10-30% of funds collected by the government. [read post]
21 Jul 2017, 6:04 am
Securities and Exchange Commission, on Friday, July 14, 2017 Tags: Algorithmic trading, Capital formation, Capital markets, Dark pools, High-frequency trading, Information environment, Market efficiency, Private firms, SEC, SEC enforcement, Securities Act, Securities regulation, Transparency SEC Chairman Clayton on His Agenda Posted by Ning Chiu, Davis Polk & Wardwell LLP, on Friday, July 14, 2017 … [read post]
31 Jul 2017, 12:21 pm
SEC Chair Jay Clayton submitted a six-page comment request asserting that the SEC should govern this regulatory space as provided by the Dodd-Frank financial reform law. [read post]
7 Feb 2018, 11:18 am
And after working for many years at breakneck speed to complete congressional-required rulemakings, the SEC under Chairman Clayton appears to be moving at a more measured pace with regard to rulemaking, including completing the remaining Dodd-Frank rulemakings on executive pay. [read post]
31 Jul 2017, 12:21 pm
SEC Chair Jay Clayton submitted a six-page comment request asserting that the SEC should govern this regulatory space as provided by the Dodd-Frank financial reform law. [read post]
7 Feb 2018, 11:18 am
And after working for many years at breakneck speed to complete congressional-required rulemakings, the SEC under Chairman Clayton appears to be moving at a more measured pace with regard to rulemaking, including completing the remaining Dodd-Frank rulemakings on executive pay. [read post]
22 Jan 2021, 2:40 pm
According to DOJ, “these are the largest [Clayton Act] Section 4A settlements in American history. [read post]
8 Nov 2019, 5:55 am
Securities and Exchange Commission, on Tuesday, November 5, 2019 Tags: Boards of Directors, Institutional Investors, Proxy advisors, Proxy voting, Rule 14a-8, SEC, SEC rulemaking, Securities regulation, Shareholder proposals, Shareholder voting Statement of Chairman Jay Clayton on Proposals to Enhance the Accuracy, Transparency and Effectiveness of Our Proxy Voting System Posted by Jay Clayton, U.S. [read post]
27 Oct 2017, 6:01 am
Trotter, Latham & Watkins LLP, on Thursday, October 26, 2017 Tags: Board monitoring, Boards of Directors, Conflicts of interest, Disclosure, Foreign issuers, International governance, Mergers & acquisitions, Oversight, Related party transactions, Securities regulation The Hart-Scott-Rodino Act’s First Amendment Problem Posted by Scott Gant, Boies, Schiller, and Flexner LLP, on Thursday, October 26, 2017 … [read post]
20 Apr 2018, 12:45 pm
In 2010, the Dodd-Frank Act delegated authority to the SEC to propose a uniform fiduciary standard across all retail investment professionals. [read post]
29 Sep 2020, 6:43 am
” “Today’s award marks a milestone for the whistleblower program,” added SEC Chairman Jay Clayton. [read post]
29 Nov 2017, 4:23 pm
This shift began shortly after Clayton commenced his term in May. [read post]
1 Dec 2017, 2:55 pm
This shift began shortly after Clayton commenced his term in May. [read post]
