Search for: "Clayton Lee "
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17 Feb 2021, 4:08 pm
ABA President Patricia Lee Refo will give keynote remarks at 4 p.m. [read post]
31 May 2010, 12:48 pm
Clayton Lee, Hawaii restaurants have until July 2011 to stop serving shark-fin soup. [read post]
28 Aug 2020, 6:11 am
Securities and Exchange Commission, on Thursday, August 27, 2020 Tags: Accredited investors, Capital formation, Capital markets, Information environment, Investor protection, SEC, Securities regulation Statement by Chairman Clayton on Modernization of the Accredited Investor Definition Posted by Jay Clayton, U.S. [read post]
2 Mar 2021, 2:49 pm
Enforcement Initiative First, I think we should anticipate a more active enforcement approach than was in place under SEC Chair Jay Clayton during the Trump administration. [read post]
18 Jan 2021, 11:30 am
Under the tenure of former Chairman Jay Clayton, the SEC demonstrated a commitment to utilizing whistleblower disclosures in policing securities violations and to rewarding whistleblowers accordingly. [read post]
23 Dec 2009, 8:14 am
Spearman, 33, Jasper -- public intoxication, second-degree possession of marijuana, carrying a pistol without a permit and certain persons prohibited from carrying a firearm Robert Duncan Strickland, 19, Red Bay -- possession of drug paraphernalia and contributing to truancy Tilena Ann Watson, 36, Red Bay -- second-degree manufacturing of a controlled substance Roger Lee West, 28, Mount Hope -- second-degree forgery David Leeander Whitman, 30, Phil Campbell -- first-degree… [read post]
18 Jan 2021, 11:30 am
Under the tenure of former Chairman Jay Clayton, the SEC demonstrated a commitment to utilizing whistleblower disclosures in policing securities violations and to rewarding whistleblowers accordingly. [read post]
23 Sep 2020, 10:54 am
” However, the dissenting opinions of Commissioners Lee and Crenshaw echo concerns raised by whistleblower advocates about several other aspects of the rule change. [read post]
18 Dec 2019, 12:19 pm
Chairman Clayton noted that there is a consensus that the current definition is less than satisfactory. [read post]
14 Apr 2021, 9:03 pm
Senator Mike Lee (R-Utah), expressed skepticism as to the Reform Act’s focus on updating legal standards, arguing that preexisting laws are adequate if “properly enforced” and that legal reforms are a “non-starter. [read post]
18 Nov 2021, 6:10 am
Turning to the topic of proxy advice, the Commission voted to issue a proposal to ease certain Clayton-era rules relating to proxy advisory firms. [read post]
25 Sep 2020, 6:31 am
Securities and Exchange Commission, on Thursday, September 24, 2020 Tags: Boards of Directors, ESG, Institutional Investors, Ownership, Proxy voting, Rule 14a-8, Securities regulation, Shareholder proposals, Shareholder voting Statement by Chairman Clayton on Modernizing the Shareholder Proposal Framework for the Benefit of All Shareholders Posted by Jay Clayton, U.S. [read post]
1 Mar 2011, 8:16 am
Crockett, Clayton, Radical Political Theology: Religion and Politics After Liberalism (NY: Columbia University Press, 2010). [read post]
21 Dec 2012, 11:01 am
Said Clayton, "It ends up hurting those who are hurt the most." [read post]
11 May 2020, 8:18 pm
“This exactly the way these committees should work,” Clayton said. [read post]
4 May 2020, 7:07 pm
” Committee member Youngro Lee brought up the idea of reducing the requirements for GAAP financial statements for smaller offerings, and Sara Hanks added that companies should be able to take the money as soon as they hit their offering target rather than waiting 21 days for disbursement. [read post]
8 Jun 2021, 7:10 am
Last September, then-Chairman Jay Clayton wrote to Rep. [read post]
8 Nov 2019, 5:55 am
Securities and Exchange Commission, on Tuesday, November 5, 2019 Tags: Boards of Directors, Institutional Investors, Proxy advisors, Proxy voting, SEC, SEC rulemaking, Securities regulation, Shareholder proposals, Shareholder voting Statement of Commissioner Allison Herren Lee on Shareholder Rights Posted by Allison Herren Lee, U.S. [read post]
16 Apr 2024, 9:05 pm
Clayton at Brigham Young University’s J. [read post]
26 Apr 2021, 5:42 am
In January 2020, then-SEC Chairman Jay Clayton observed that SEC staff had issued comments questioning the sufficiency and consistency of the disclosures in certain instances,In February 2021, Acting SEC Chair Allison Herren Lee stated that investors are increasing their consideration of climate-related issues when making their investment decisions, and that it was the SEC’s responsibility to ensure that the investors had access to material information when planning for their… [read post]
