Search for: "Cochran v. Securities and Exchange Commission" Results 21 - 37 of 37
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21 Aug 2022, 9:03 pm by Linda D. Jellum
Securities and Exchange Commission (SEC) unilaterally deny citizens the right to challenge the constitutionality of its administrative hearings in federal court? [read post]
16 May 2022, 10:41 am by Adam Steinman
Here is the question presented: Whether a federal district court has jurisdiction to hear a suit in which the respondent in an ongoing Securities and Exchange Commission administrative proceeding seeks... [read post]
11 May 2022, 7:19 am by John Elwood
(relisted after the April 29 conference) Securities and Exchange Commission v. [read post]
16 Mar 2020, 1:54 pm by Kevin LaCroix
This would be significant to the extent it opens an avenue to primary liability for a class of persons who previously may only have faced secondary liability under the statutory “aiding and abetting provision,” which contains no private right of action and is therefore only enforceable by the Securities and Exchange Commission. [read post]
24 Feb 2020, 6:02 am by Steve Parker
The ability of the Securities and Exchange Commission (SEC) to prosecute enforcement actions selectively through its own administrative proceedings is under constitutional attack in cases pending in the Fifth and Ninth Federal Judicial Circuits. [read post]
19 Mar 2017, 9:30 pm by Jerry Ellig
Securities and Exchange Commission (SEC) regulations on the basis of faulty economic analysis. [read post]
19 Mar 2017, 9:30 pm by Jerry Ellig
Securities and Exchange Commission (SEC) regulations on the basis of faulty economic analysis. [read post]
17 Apr 2016, 9:05 pm by Walter Olson
Newman” [Richard Epstein, Yale Law Journal on Second Circuit’s decision via Stoll] DoJ cracks down on big-investor activism — at least when of a sort antitrust enforcers don’t like [Matt Levine] Tags: antitrust, Department of Justice, Elizabeth Warren, guns, NYC, Operation Choke Point, Securities and Exchange Commission Banking and finance roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]