Search for: "Cole v. State Personnel Board"
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4 Jan 2017, 3:55 pm
Year-end administrative upkeep and 2017 planning are particularly important, especially for General Counsels, Chief Compliance Officers, and key operations personnel. [read post]
16 Apr 2020, 4:55 am
BitMEX has stated that a hardware issue caused the outage. [read post]
5 Jan 2015, 3:31 pm
As a result, year-end processes and 2015 planning are particularly important, especially for General Counsels, CCOs and key operations personnel. [read post]
22 Dec 2020, 9:43 am
Last year, Cole-Frieman & Mallon hosted a well attended presentation and networking event with regulatory compliance firm Aspect Advisors. [read post]
4 Dec 2013, 9:07 am
As a result, year-end processes and 2014 planning are particularly important, especially for General Counsels, CCOs and key operations personnel. [read post]
8 Dec 2021, 7:27 am
Other State RIAs. [read post]
15 Dec 2017, 9:01 am
Other State Registered IA. [read post]
15 Dec 2017, 9:01 am
Other State Registered IA. [read post]
31 Dec 2019, 8:13 am
Other State RIAs. [read post]
8 Dec 2021, 11:27 am
Other State RIAs. [read post]
15 Dec 2022, 4:00 am
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
15 Dec 2022, 8:00 am
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
18 Dec 2023, 2:48 pm
State-registered advisers need to examine their states’ regulations to determine who constitutes a “client. [read post]
7 Jan 2016, 6:43 am
Whole Woman’s Health v. [read post]
11 Sep 2013, 10:29 am
Davis and Personnel Administrator v. [read post]
22 Feb 2018, 1:20 pm
Al-Nashiri is accused of planning the bombing of the USS Cole in 2000. [read post]
21 Apr 2013, 11:37 am
This would create in state habeas law a remedy for lawyers' failure to advised their clients of collateral consequences, following a recent SCOTUS precedent on-point in Padilla v. [read post]
24 Sep 2018, 1:08 pm
Gundy v. [read post]
4 Jun 2008, 3:28 am
BAC level), whereas HGN does not. 16 A very recent investigation17 found that only HGN was effective at distinguishing persons above or below a BAC of .04%, a standard sometimes applied to drivers of commercial vehicles and, in some states, to drivers younger than 21. [read post]
20 Sep 2011, 9:00 pm
File a certificate on Form ADV-E (17 CFR 279.8) with the Commission within 120 days of the time chosen by the accountant in paragraph (a)(4) of this section, stating that it has examined the funds and securities and describing the nature and extent of the examination; ii. [read post]
