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15 May 2024, 9:05 pm by ilyabeylin
There are three dominant clearinghouses in the U.S. for derivatives trading on commodities: ICE, CME and LCH. [read post]
15 Apr 2024, 7:25 am by Unknown
Macquarie Infrastructure Corporation owns infrastructure-related businesses, including a subsidiary that operates large storage terminals for fuel oil and other commodities. [read post]
19 Mar 2024, 6:08 pm
 Pix Credit National Portrait Gallery, Harold Pettit Maples, Back to the Drawing Board 1965 I have been working on the production of a comprehensive commentary of the United Nations Guiding Principles for Business and Human Rights. [read post]
18 Mar 2024, 10:00 pm by Sherica Celine
The product is often a commodity such as oil, gas, minerals, or power. [read post]
Securities and Exchange Commission (SEC), Commodity Futures Trading Commission, IRS and FinCEN — Monaco explained they are only “a patchwork quilt that doesn’t cover the whole bed” of corporate and financial misconduct. [read post]
4 Mar 2024, 2:57 pm by luiza
 We will continue to hold both corporations and individuals who bribe foreign officials to account, in coordination with our international partners. [read post]
25 Jan 2024, 9:01 pm by renholding
In February 2023, the DOJ adopted new national standards for voluntary self-disclosure credit in corporate criminal enforcement actions and, in October 2023, Deputy Attorney General Lisa Monaco announced a new safe harbor policy for misconduct discovered during the merger and acquisition process. [read post]
11 Dec 2023, 1:18 pm by Holly
  Entities subject to significant U.S. government regulation, specifically securities reporting issuers; governmental authorities; banks, credit unions, bank holding companies, and money service businesses; securities brokers/dealers, securities exchanges/clearing agencies, other entities registered under the Securities Exchange Act of 1934, investment companies and investment advisors, venture capital fund advisers, and insurance companies as defined under the Investment Company Act… [read post]
On 1 January 2022, the HKEX amended its Listing Rules, including the Corporate Governance Code, with the aim of increasing diversity on its issuers’ boards. [read post]
28 Nov 2023, 2:25 pm by Margot Tierney
These exemptions include: (1) governmental authorities, (2) banks, (3) credit unions, (4) money services businesses, (5) broker-dealers, (6) securities reporting issuers, (7) entities registered under the Securities Exchange Act; (8) investment companies and advisers; (9) venture capital fund advisers; (10) insurance companies; (11) entities registered under the Commodity Exchange Act; (12) tax-exempt entities; and (13) large operating companies and certain subsidiaries.1 If an… [read post]
21 Nov 2023, 9:01 pm by renholding
US FEDERAL DEVELOPMENTS The Commodity Futures Trading Commission has regulatory authority over the derivatives markets in the United States (including, for example, voluntary carbon emissions offset futures) and anti-fraud and anti-manipulation authority over spot commodity markets (including the VCCs market), as well as the derivatives markets. [read post]
20 Nov 2023, 4:16 am by Unknown
Both markets, she said, could benefit from corporate governance and market reforms. [read post]
13 Nov 2023, 9:05 pm by renholding
On November 3, 2023, the 10 voting members of the Financial Stability Oversight Council (“FSOC” or “Council”)[1] voted unanimously to finalize (1) amendments to its existing interpretive guidance (“2019 Interpretive Guidance”)[2] governing the designation of nonbank financial companies for supervision by the Federal Reserve Board and application of prudential standards (“Interpretive Guidance”)[3]and (2) an “analytic framework” for… [read post]
17 Aug 2023, 9:05 pm by Gianna Hill
For example, Schön lauded transfer pricing rules as robust, but cautioned that the recently enacted European Union minimum corporate tax Directive may be insufficiently resilient. [read post]
14 Aug 2023, 8:45 am by Matthew Brust
-sourced revenue, and a physical operating presence in the U.S.; Issuers registered with the Securities and Exchange Commission; Banks, bank holding companies, savings and loan holding companies, credit unions, financial market utility entities, and money services businesses registered with FinCEN; Registered Commodity Exchange Act entities, registered investment companies or investment advisers, broker-dealers, and registered venture capital fund advisers; Insurance… [read post]
14 Aug 2023, 8:45 am by Matthew Brust
-sourced revenue, and a physical operating presence in the U.S.; Issuers registered with the Securities and Exchange Commission; Banks, bank holding companies, savings and loan holding companies, credit unions, financial market utility entities, and money services businesses registered with FinCEN; Registered Commodity Exchange Act entities, registered investment companies or investment advisers, broker-dealers, and registered venture capital fund advisers; Insurance… [read post]
9 Aug 2023, 9:01 pm by renholding
It would not directly affect credit unions, US branches and agencies of foreign banking organizations, or the non-US operations of foreign banking organizations. [read post]