Search for: "Commodity Futures Trading Commission"
Results 41 - 60
of 2,741
Sorted by Relevance
|
Sort by Date
19 Feb 2014, 1:32 pm
by David Perlman and Kaleb Lockwood As the Commodity Futures Trading Commission’s (“CFTC”) Division of Swap Dealer and Intermediary Oversight recently reminded market participants in a Staff Advisory, entities that meet the definition of a commodity trading advisor (“CTA”) are subject to various regulatory requirements and may be required to register as a CTA with the National Futures Association… [read post]
22 Jul 2009, 3:56 am
The exam is designed for anyone who is going to act as an Associated Person, Commodity Trading Advisor, Commodity Pool Operator, Introducing Broker, or Futures Commission Merchant. [read post]
What type of “insider trading” is prohibited by the CFTC within the commodities and futures markets?
28 Feb 2011, 11:36 am
The CFTC was established by the Commodity Futures Trading Commission Act (“CFTCA”) of 1974, which granted the CFTC the exclusive authority to regulate futures contracts. [read post]
2 Apr 2008, 9:26 pm
This is a cross-post from the Law and Other Things Blog.The issue over commodities exchanges and trading of futures and options in respect commodities has been brought to the fore with the Left parties deciding not to support the Forward Contracts (Regulation) Amendment Bill.By way of background, commodities trading can occur in two ways. [read post]
28 Sep 2023, 7:00 am
The Commodity Futures Trading Commission (CFTC) announced that they have awarded over $15 million to two anonymous… The post Whistleblowers are a Hot Commodity: CFTC Grants Over $15 Million to Two Whistleblowers appeared first on TZ Legal - Fraud Fighters. [read post]
21 May 2007, 11:54 am
Board of Trade of the City of New York, No. 06-1265, a case involving the commodities futures trading market. [read post]
20 Jan 2011, 3:44 pm
Small farmers could be coming soon to a trading floor near you, if the Commodity Futures Trading Commission has its way. [read post]
4 Sep 2009, 4:03 am
And if the Commodity Futures Trading Commission is right, the name fit an intricate scheme that let commodity traders in Chicago working for Optiver to subtly manipulate the price of oil. [read post]
8 Jun 2011, 7:23 am
With government regulation of the $277 trillion swaps market pending, Davis Polk & Wardwell has snapped up commodities expert Susan Ervin, adding the veteran of the Commodity Futures Trading Commission and the Securities and Exchange Commission as a partner in Washington. [read post]
21 Oct 2010, 9:52 am
Skadden, Arps, Slate Meagher & Flom counsel Philip McBride Johnson, a former chairman of the Commodity Futures Trading Commission, is parting ways with the firm at the end of the year. [read post]
5 Nov 2010, 12:10 pm
The Commodities Futures Trading Commission (CFTC) has been dismissed as a lackadaisical regulator in the past, but it's getting more aggressive.Although the CFTC is smaller than the Securities & Exchange Commission (SEC), both in terms of the number of attorneys in its enforcement division (200 to the SEC's 1200+) and in the size of its targets, chairman Gary Gensler is flexing the agency's muscle. [read post]
18 May 2011, 6:44 am
Such markets are regulated by the Commodity Futures Trading Commission. [read post]
5 Feb 2016, 5:56 pm
The US Government Accountability Office (GAO) [official website] on Thursday found that the Commodity Futures Trading Commission (CFTC) [official website] violated [report, PDF] federal law through its handling of multi-year lease costs for its offices. [read post]
19 May 2011, 11:27 am
Bart Chilton says his fellow members of the Commodity Futures Trading Commission are moving too slowly to rein in speculative trading in oil and food. [read post]
31 Dec 1969, 4:00 pm
The Commodity Futures Trading Commission’s (“CFTC”) is seeking comments regarding an amendment (Submission No. 16-67) ICE Futures U.S. [read post]
18 Dec 2015, 12:13 pm
Commodity Futures Trading Commission’s (the “CFTC”) Division of Swap Dealer and Intermediary Oversight and Division of Market Oversight issued a time-limited no-action letter extending the relief provided in CFTC Letter No. 14-147. [read post]
4 Feb 2022, 12:52 pm
In exchange for these commission fee kickbacks, Clark agreed to direct his employer’s trades to Webb’s brokerage According to the indictment, Clark conspired with others to misappropriate his employer’s material, nonpublic information and to engage in prohibited commodities transactions, including illegal prearranged trades, in natural gas futures contracts for his own, and his co-conspirators’, personal gain. [read post]
9 Oct 2007, 6:03 am
In dueling briefs filed in the United States District Court for the Southern District of New York, the Commodity Futures Trading Commission (CFTC) and Federal Energy Regulatory Commission (FERC) came out on opposite sides of the question whether FERC has authority to take enforcement actions against manipulators of the natural gas futures market. [read post]
15 Oct 2018, 2:45 pm
On October 9, the Commodity Futures Trading Commission (“CFTC“) unanimously approved proposed rules as a part of its KISS initiative to simplify regulations for commodity pool operators (“CPOs“) and commodity trading advisors (“CTAs“). [read post]
5 Aug 2009, 10:44 am
John Arnold, the former Enron star trader who has made huge sums running Centaurus Advisors, told the Commodity Futures Trading Commission that stronger limits on energy trading positions would hurt the markets, not help them. [read post]
