Search for: "Commodity Futures Trading Commission"
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18 Dec 2017, 1:46 pm
On December 11, 2017, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight issued interpretative guidance providing that a futures commission merchant (“FCM“), swap dealer (“SD“), or introducing broker (“IB“) that receives separate compensation for commodity trading advice is not required to register as a commodity trading… [read post]
19 Oct 2013, 6:03 am
On September 30, 2013, the Division of Market Oversight of the US Commodity Futures Trading Commission (CFTC) released responses to Frequently Asked Questions regarding Commodity Options (FAQ). [read post]
24 May 2012, 3:03 pm
Commodity Futures Trading Commission (CFTC) brought charges today in the U.S. [read post]
9 Mar 2023, 1:59 pm
One of those agencies is the US Commodity Futures Trading Commission (CFTC), which oversees all types of futures markets. [read post]
27 Jan 2008, 10:08 pm
Commodity Futures Trading Commission [read post]
23 Mar 2015, 8:53 am
Commodity Futures Trading Commission (Commission) unanimously approved a final rule removing the December 31, 2018 automatic termination of the phased-in compliance period for the Residual Interest Deadline for futures commission merchants (FCMs). [read post]
7 Oct 2020, 10:56 am
The Commodity Futures Trading Commission at its open meeting on Tuesday, October 6, unanimously approved a final rule adopting amendments to Form CPO-PQR for commodity pool operators (CPOs). [read post]
19 Jan 2016, 1:11 pm
Commodity Futures Trading Commission’s (the “CFTC”) Division of Clearing and Risk issued no-action relief to certain entities from the swap clearing requirements so long as certain conditions (outlined in the respective letters) are complied with. [read post]
11 Sep 2008, 10:36 pm
Commodity Futures Trading Commission Staff Report on Commodity Swap Dealers & Index Traders with Commission Recommendations, September 2008 "Major changes... [read post]
27 Nov 2023, 7:50 am
Commodity Futures Trading Commission (CFTC) posted a Notice of Covered Action (NCA) for a $20 million enforcement action taken against an Illinois man and his entities for operating a commodity pool Ponzi scheme. [read post]
5 Oct 2021, 6:58 am
In 15 recent enforcement actions, the Commodity Futures Trading Commission (CFTC) announced charges against various digital asset exchanges for failure to register appropriately as futures commission merchants (FCMs). [read post]
2 Aug 2018, 1:54 pm
That’s how much the Commodity Futures Trading Commission (CFTC)’s whistleblower program has given in awards to everyday individuals who came forward with crucial information, helping just this one branch of the U.S. government stop criminals from profiting from their illicit activity. [read post]
1 Apr 2024, 3:12 pm
On March 19, the Commodity Future Trading Commission (CFTC) Whistleblower Office posted a Notice of Covered Action (NCA) for a case against an unregistered Florida commodity pool operator. [read post]
14 Sep 2007, 6:19 am
The Commodity Futures Trading Commission (CFTC) may soon be an indirect supporter of efforts by Amaranth Advisors (Amaranth), Energy Transfer Partners (ETP), and trader Brian Hunter to derail the Federal Energy Regulatory Commission's (FERC) use of its expanded civil penalty authority to prosecute alleged attempts to manipulate natural gas futures prices. [read post]
10 Feb 2021, 10:00 pm
His co-conspirator had pleaded guilty last July to conspiracy to commit wire fraud and to violate various provisions of the Commodity Exchange Act and the Commodity Futures Trading Commission’s (CFTC) anti-manipulation rule. [read post]
10 Feb 2021, 10:00 pm
His co-conspirator had pleaded guilty last July to conspiracy to commit wire fraud and to violate various provisions of the Commodity Exchange Act and the Commodity Futures Trading Commission’s (CFTC) anti-manipulation rule. [read post]
10 Feb 2021, 10:00 pm
His co-conspirator had pleaded guilty last July to conspiracy to commit wire fraud and to violate various provisions of the Commodity Exchange Act and the Commodity Futures Trading Commission’s (CFTC) anti-manipulation rule. [read post]
10 Feb 2021, 10:00 pm
His co-conspirator had pleaded guilty last July to conspiracy to commit wire fraud and to violate various provisions of the Commodity Exchange Act and the Commodity Futures Trading Commission’s (CFTC) anti-manipulation rule. [read post]
10 Feb 2021, 10:00 pm
His co-conspirator had pleaded guilty last July to conspiracy to commit wire fraud and to violate various provisions of the Commodity Exchange Act and the Commodity Futures Trading Commission’s (CFTC) anti-manipulation rule. [read post]
10 Feb 2021, 10:00 pm
His co-conspirator had pleaded guilty last July to conspiracy to commit wire fraud and to violate various provisions of the Commodity Exchange Act and the Commodity Futures Trading Commission’s (CFTC) anti-manipulation rule. [read post]
