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10 Feb 2021, 10:00 pm
His co-conspirator had pleaded guilty last July to conspiracy to commit wire fraud and to violate various provisions of the Commodity Exchange Act and the Commodity Futures Trading Commission’s (CFTC) anti-manipulation rule. [read post]
5 Jul 2020, 10:00 pm
The US Commodity Futures Trading Commission (CFTC) on June 25 withdrew from consideration Regulation Automated Trading (Reg AT), along with its comprehensive registration and “AT Person” designation regime, and instead proposed electronic trading principles applicable to designated contract markets (DCMs). [read post]
5 Jul 2020, 10:00 pm
The US Commodity Futures Trading Commission (CFTC) on June 25 withdrew from consideration Regulation Automated Trading (Reg AT), along with its comprehensive registration and “AT Person” designation regime, and instead proposed electronic trading principles applicable to designated contract markets (DCMs). [read post]
5 Jul 2020, 10:00 pm
The US Commodity Futures Trading Commission (CFTC) on June 25 withdrew from consideration Regulation Automated Trading (Reg AT), along with its comprehensive registration and “AT Person” designation regime, and instead proposed electronic trading principles applicable to designated contract markets (DCMs). [read post]
5 Jul 2020, 10:00 pm
The US Commodity Futures Trading Commission (CFTC) on June 25 withdrew from consideration Regulation Automated Trading (Reg AT), along with its comprehensive registration and “AT Person” designation regime, and instead proposed electronic trading principles applicable to designated contract markets (DCMs). [read post]
5 Jul 2020, 10:00 pm
The US Commodity Futures Trading Commission (CFTC) on June 25 withdrew from consideration Regulation Automated Trading (Reg AT), along with its comprehensive registration and “AT Person” designation regime, and instead proposed electronic trading principles applicable to designated contract markets (DCMs). [read post]
5 Jul 2020, 10:00 pm
The US Commodity Futures Trading Commission (CFTC) on June 25 withdrew from consideration Regulation Automated Trading (Reg AT), along with its comprehensive registration and “AT Person” designation regime, and instead proposed electronic trading principles applicable to designated contract markets (DCMs). [read post]
28 Sep 2015, 10:36 am
In a ruling of particular importance to the digital currency community, the US Commodity Futures Trading Commission (CFTC) for the first time has definitively ruled that Bitcoin and other digital currencies (also known as virtual currencies or cryptocurrencies) are commodities subject to the CFTC’s jurisdiction. [read post]
23 Dec 2016, 8:23 am
The regulatory agency has requested public comment on proposed amendments The Commodity Futures Trading Commission (CFTC), the independent US government agency that regulates futures and options markets, has requested public comment on proposed amendments to their rules regarding whistleblowers. [read post]
23 Dec 2016, 8:23 am
The regulatory agency has requested public comment on proposed amendments The Commodity Futures Trading Commission (CFTC), the independent US government agency that regulates futures and options markets, has requested public comment on proposed amendments to their rules regarding whistleblowers. [read post]
14 Dec 2006, 5:27 am
BP, which is based in London, said it was notified by investigators at the Commodity Futures Trading Commission last month that they intended to recommend a [...] [read post]
11 May 2010, 12:57 pm
Gary Gensler, the chairman of the Commodity Futures Trading Commission, laid out a detailed timeline on Tuesday for the events that contributed to last Thursday's wild trading on Wall Street and cited the actions of one unidentified trader in particular. [read post]
21 Sep 2015, 2:11 pm
Commodity Futures Trading Commission Division issued a final rule requiring that all registered introducing brokers and commodity pool operators, and certain commodity trading advisors become and remain members of a registered futures association. [read post]
10 Jul 2012, 10:26 am
The Commodity Futures Trading Commission charged a futures firm and its chief executive with fraud and making false statements after nearly $200 million in customer funds went missing. [read post]
17 Mar 2011, 9:32 am
Gary Gensler, the head of the Commodity Futures Trading Commission, told lawmakers on Thursday that his agency needs more money to prevent another financial crisis. [read post]
24 Apr 2012, 7:39 am
Jill Sommers, a Republican member of the Commodity Futures Trading Commission, testified on Tuesday about potential routes to mounting a civil enforcement action against the bankrupt brokerage firm. [read post]
11 Jan 2012, 7:36 am
Read more about commodity futures at the CSRC. [read post]
2 Apr 2019, 6:08 am
Commodity Futures Trading Commission (“CFTC” or the “Commission”) issued an Enforcement Advisory applicable to non-registered companies and individuals regarding its cooperation and self-reporting program specifically relating to violations of the Commodity Exchange Act (“CEA”) that involve foreign corrupt practices (the “CFTC Foreign Corrupt Practices Advisory” or the “Advisory”). [1]… [read post]
29 Nov 2020, 10:00 pm
The Commodity Futures Trading Commission (CFTC) recently issued an interim report by CFTC Staff on the April 2020 price collapse of the West Texas Intermediate light sweet crude oil futures contract (WTI Futures Contract). [read post]
29 Nov 2020, 10:00 pm
The Commodity Futures Trading Commission (CFTC) recently issued an interim report by CFTC Staff on the April 2020 price collapse of the West Texas Intermediate light sweet crude oil futures contract (WTI Futures Contract). [read post]
