Search for: "Commodity Futures Trading Commission v. J"
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14 Aug 2022, 9:01 pm
Each bill would bring much needed clarity to the regulatory landscape in part by strengthening the role of the Commodity Futures Trading Commission instead of fully empowering the Securities and Exchange Commission to regulate the digital asset industry. [read post]
30 Jan 2024, 9:02 pm
The requirement that defendants must either admit or at least promise not to deny the government’s allegations of wrongdoing as a condition of settlement has not been widely adopted by federal agencies.[18] Some agencies even explicitly allow settling defendants to deny the allegations of wrongdoing.[19] As the Federal Trade Commission noted when approving one such settlement in 2012, it was confident in the work of its staff: it is the evidentiary record… [read post]
18 Aug 2017, 6:00 am
For example, SEC v. [read post]
18 Aug 2017, 6:00 am
For example, SEC v. [read post]
3 Aug 2018, 6:00 am
” She’s not the first buttoned-down American official to win Twittersphere adoration—the chairman of the Commodity Futures Trading Commission, J. [read post]
3 Jun 2011, 8:08 am
To implement these provisions, both the Commodity Futures Trading Commission (CFTC) and the Securities Exchange Commission (SEC) recently proposed rules intended to proscribe and regulate fraud and manipulation of swaps and security-based swaps. [read post]
11 Apr 2014, 7:41 am
Justice Roberts and the majority cite the circumstances in Commodity Futures Trading Commission v. [read post]
30 Nov 2017, 9:15 am
District Judge Timothy J. [read post]
16 Jun 2022, 9:05 pm
Instead, we write to express our unanimous view the SEC has clear statutory authority to mandate additional climate-related disclosures for publicly traded companies. [read post]
23 Jan 2020, 10:54 pm
Commodity Futures Trading Commission (“CFTC”) as commodity pool operators (“CPOs”) or commodity trading advisors (“CTAs”). [read post]
13 May 2012, 10:17 pm
Independent Benefit / Cost Analysis Advice: The Commodity Futures Trading Commission (CFTC) will seek assistance from the OMB Office of Information and Regulatory Affairs (OIRA) on benefit / cost analysis for its rulemakings, according to the Wall Street Journal. [read post]
2 May 2012, 12:51 pm
Also yesterday, the Commodity Futures Trading Commission filed a civil enforcement lawsuit against Vishnevetsky and his companies in federal court in Chicago. [read post]
2 May 2012, 12:51 pm
Also yesterday, the Commodity Futures Trading Commission filed a civil enforcement lawsuit against Vishnevetsky and his companies in federal court in Chicago. [read post]
21 Dec 2009, 9:12 am
Specifically, Judge Diamond questioned the position of the SEC and the Commodity Futures Trading Commission (“CFTC”) that “clawback” from early investors in Ponzi schemes was limited to the illusory “profits” but not the principal that such investors had recovered. [read post]
1 Sep 2017, 6:49 am
" Dillard also represented that the trust wanted the ability to trade stocks, options, and commodity futures on margin. [read post]
19 Jan 2017, 1:01 am
” The catch-all statute of limitations has also been applied to certain other regulatory agencies, such as the Commodities and Futures Trading Commission (“CFTC”), and Federal Energy Regulatory Commission (“FERC”), as well as the SEC. [read post]
28 Apr 2023, 9:05 pm
Other policymakers have argued that some digital assets are subject to regulation by the Commodity Futures Trading Commission (CFTC), which regulates derivatives markets. [read post]
30 Aug 2011, 11:46 am
In 2009 the Feds seized several guitars and pallets of wood from a Gibson factory, and both sides have been wrangling over the goods in a case with the delightful name "United States of America v. [read post]
29 Jun 2011, 7:32 am
Ferrer thanked the Commodity Futures Trading Commission and National Futures Association for their assistance in this case. [read post]
29 Jun 2011, 7:32 am
Ferrer thanked the Commodity Futures Trading Commission and National Futures Association for their assistance in this case. [read post]
