Search for: "Commonwealth v. Galvin" Results 1 - 14 of 14
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25 Mar 2022, 12:16 pm
(Opinion, United States Supreme Court)Massachusetts Superior Court Denies Secretary of State Galvin's Motion Against RobinhoodRobinhood Financial, LLC. v. [read post]
11 Sep 2013, 7:17 pm
On August 23, 2013, the Supreme Judicial Court answered one of these questions in Commonwealth v. [read post]
29 Oct 2015, 7:18 am by John Jascob
In late May, Massachusetts Secretary of the Commonwealth William Galvin and Montana State Auditor Monica Lindeen had each filed petitions with the court requesting judicial review of the legality of the Commission’s expansion of the exemptions available under Regulation A. [read post]
29 Jan 2021, 8:04 am by John Jascob
The shares of the latter two firms have also been suspected of being heavy targets of short selling by hedge funds.The chief of the Massachusetts Securities Division, Secretary of the Commonwealth William Galvin, had publicly supported a 30-day trading ban on GameStop shares. [read post]
10 Jul 2019, 4:52 am by ccollins
Hoffman is accused of fraudulently selling $3.3M of unregistered securities, along with childhood friend Thomas V. [read post]
15 Jun 2016, 5:57 am by John Jascob
In May 2015, Massachusetts Secretary of the Commonwealth William Galvin and Montana State Auditor Monica Lindeen filed separate petitions with the court, requesting judicial review of the legality of the Commission’s expansion of the exemptions available under Regulation A. [read post]