Search for: "Consolidated Protective Services"
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7 Jul 2009, 1:15 pm
consumers' undestanding of the risks of a type of consumer financial product or service. [read post]
15 Jul 2010, 12:44 pm
New Whistleblower Protection for Financial Services Employees (Section 1057). [read post]
16 Aug 2009, 7:06 pm
For example, a firm or group of firms (all consolidated as far as balance sheet strength is concerned) may be a member of stock exchanges, commodity exchanges, provide advisory or distribution services for mutual funds and insurance companies, investment banking services and also be an intermediary in the money markets. [read post]
2 Jul 2019, 12:51 pm
FINRA arbitration, FINRA lawyer, Summit Brokerage services sanctioned, Summit Supervisory failures, The post FINRA Fines Summit Brokerage Services Inc. $550,000 appeared first on The White Law Group. [read post]
25 Feb 2011, 6:32 am
The bill, which continues to be revised, could dramatically consolidate power to regulate financial services and insurance in a single agency, giving that agency broad new powers and changing the way financial services and insurance are regulated. [read post]
13 Jan 2020, 12:57 pm
The Bureau also alleges that the defendants engaged in or substantially assisted the following additional violations: Violations of the Telemarketing Sales Rule (TSR) and the Consumer Financial Protection Act (CFPA) based on misrepresenting that by consolidating their loans, consumers would obtain interest rate reductions, their credit scores would improve, and the Department of Education would become their new servicer. [read post]
8 Feb 2022, 4:39 am
Therefore, in order to effectively mitigate prudential risks and risks of regulatory arbitrage and to protect the level playing field having regard to banking and other groups already subject to consolidated supervision, the ESAs see a need to consider whether new bespoke consolidation rules should be developed for these new types of MAGs. [read post]
10 Jul 2020, 9:37 am
After a consumer signed Timemark’s service agreement, Timemark would submit the consumer’s application for loan consolidation, income-based repayment, or loan forgiveness to the U.S. [read post]
7 Feb 2022, 11:16 am
Whether the BNPL offering is defined as a payment service or a form of credit is important. [read post]
30 May 2011, 1:30 pm
And while the Consumer Financial Protection Bureau does succeed in consolidating at least consumer protection into a single bureau, the rest of the banking regulators continue to function in relative isolation. [read post]
26 Dec 2012, 4:11 am
We simply discern nothing in the statutory language which confirms, as the dissent insists, that Civil Service Law protection is the distinguishing' or hallmark' quality of TA employment. [read post]
21 May 2010, 7:25 pm
Section 1057: New Whistleblower Protection for Financial Services Employees. [read post]
15 Nov 2016, 3:58 am
Back in December 7, 2006, Trump filed a China trademark application for the word mark “TRUMP” in Class 37, covering services such as building construction, repair, and installation services. [read post]
21 Jun 2018, 9:00 pm
Bush who consolidated multiple protective units into Homeland Security after 9/11. [read post]
18 Feb 2020, 7:21 am
These consolidated cases pit a pipeline developer and the U.S. [read post]
15 Dec 2011, 1:07 pm
In August 2011, several similar cases against Netflix were consolidated by a federal court in California. [read post]
10 Jun 2021, 2:04 pm
Adapt terms and disclosures and reinforce the rights of minors by design – The CNIL recommends that online service providers: (i) adapt the language of their privacy policies and user terms so that they are more easily understood by minors; (ii) provide simplified privacy settings and interfaces, and deactivate certain data collection features (such as geolocation) by default; and (iii) publish a list of commitments for the protection of minors’ data in a… [read post]
24 Jan 2012, 10:43 am
” He said that actions like the occupation of McPherson Square are protected by the First Amendment in the same way as spoken words. [read post]
4 Oct 2017, 5:31 am
If the Bill’s example is followed in other EU Member States, EU-based organizations could find themselves simultaneously subject to the data protection laws of any EU country they advertise or provide services to (or monitor individuals in, for instance on the Internet) – even if they have no other connection to those EU countries. [read post]
13 Oct 2014, 5:31 am
" The churches argue that the California requirement violates the federal Hyde-Weldon Conscience Protection Amendment (Sec. 507 of the 2014 Consolidated Appropriations Act) that prohibits states from discriminating against a health care entity because it does not provide abortion coverage. [read post]
