Search for: "Consolidated Transaction Processing LLC"
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1 May 2024, 10:16 pm
FINRA penalized LPL Financial LLC, the largest independent broker-dealer in the U.S., for inadequate supervision of direct business transactions, resulting in inaccurate record-keeping. [read post]
4 Apr 2024, 7:38 am
Those seeking patents must disclose if AI was used during the invention process. [read post]
5 Mar 2024, 5:40 am
The records are kept and stored electronically and are all contained within the Consolidated Audit Trail, the authors noted.The existence of the data makes it possible to trace transactions using either first-in-first-out (FIFO) or last-in-first-out (LIFO) accounting assumptions for determining the cost of inventory. [read post]
29 Jan 2024, 8:41 am
City of Los Angeles (TTLE Los Angeles – El Sereno LLC et al, Real Parties in Interest) (2024) 98 Cal.App.5th 1087. [read post]
5 Dec 2023, 9:05 pm
., LLC v. [read post]
30 Nov 2023, 7:38 am
In his judgment in Davidoff v Google LLC ([2023] EWHC 1958 (KB)) Nicklin J has comprehensively restated the principles to be applied on Norwich Pharmacal applications, emphasising the importance of balancing the Convention rights of the applicant and those of the alleged wrongdoer. [read post]
9 Nov 2023, 9:01 pm
Scott would patiently explain the enforcement process as well as the limitations on what enforcement could do. [read post]
18 Oct 2023, 3:02 pm
Industry observers noted the increased appetite for consolidation and growth financing. [read post]
17 Oct 2023, 6:45 am
While the Code does not list what specific activities will constitute doing business, it does specify circumstances where a “foreign” corporation or LLC (i.e., one formed under the laws of any state but California) will not be deemed to be transacting intrastate business, including where it has a subsidiary that transacts intrastate business, or where it is a shareholder of a California corporation, is a shareholder of a non-California corporation… [read post]
6 Sep 2023, 9:01 pm
CAT LLC will adjust the applicable fee rate twice a year. [read post]
9 Jun 2023, 7:59 am
We also tap attorneys from the firm’s other practice groups and our subsidiary McGuireWoods Consulting LLC. [read post]
8 May 2023, 4:01 am
Second, there’s the appraisal proceeding under BCL § 623 triggered by a shareholder’s, LLC member’s, or limited partner’s dissent from a merger, consolidation, or sale of all or substantially all the firm’s assets. [read post]
11 Apr 2023, 11:53 am
Securities, LLC. [read post]
11 Apr 2023, 8:52 am
The Litigation And The Court of Appeal’s Opinion The CEQA litigation challenging the project EIR (which took 3 years to produce) consisted of three writ petitions, consolidated for hearing, making numerous challenges that were resolved by the trial court’s extensive written decision and judgment, which the Court of Appeal affirmed as stated above. [read post]
2 Apr 2023, 6:00 am
Transaction valued at approximately $36M. 7-September-2022Business Intelligence Associates, Inc. [read post]
9 Jan 2023, 9:01 pm
Lead plaintiff filed an amended complaint more than three years after the consolidated complaint, and then at s [read post]
5 Jan 2023, 2:22 pm
However, unbeknownst to investors, the company’s growth was allegedly a sham, as the sales were based on fabricated transactions with related parties linked to its former chairman and chief executive officer. [read post]
7 Nov 2022, 8:38 am
It was founded by a group of investment bankers who had analyzed the construction industry, and wanted to build a decentralized and entrepreneurial consolidator in the building materials industry. [read post]
10 Oct 2022, 5:11 am
S7-08-22), 87 FR 14950 (Mar. 16, 2022); see also Notice of the Text of the Proposed Amendments to the National Market System Plan Governing the Consolidated Audit Trail for Purposes of Short Sale-Related Data Collection (Release No. 34-94314; File No. [read post]
29 Aug 2022, 9:05 pm
Heightened scrutiny of consummated transactions The DOJ and FTC have not only been conducting more exhaustive reviews of pending mergers, but they have also flexed their muscles with respect to consummated transactions. [read post]
