Search for: "Cook v. United States Securities and Exchange Commission"
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25 May 2011, 1:00 pm
In relation to New Zealand, the term “territory” shall include the Cook Islands and Niue. [read post]
1 Jun 2012, 5:04 am
In Matter of the Securities and Exchange Commission v. [read post]
24 Jun 2010, 8:42 am
The Jenkins case is Securities and Exchange Commission v. [read post]
13 Nov 2012, 11:54 am
Many courts, including the United States Supreme Court, have recognized a private cause of action for violation of NASD and NYSE Rules, including a private cause of action for andldquo;the failure to supervise.andrdquo;andnbsp; See, e.g., Cook v. [read post]
29 Dec 2017, 6:00 am
United States. [read post]
2 Mar 2015, 7:32 am
Fabian v. [read post]
30 Nov 2011, 7:30 am
United States and Dorsey v. [read post]
Customs and Border Protection Officer's Haboring Conviction Reversed While Bribery Conviction Upheld
9 Jun 2008, 3:41 pm
In United States v. [read post]
23 Apr 2012, 5:11 am
Witnesses include James Giddens, trustee of the Securities Investment Protection Act liquidation of MF Global Inc.; Louis Freeh, trustee for MF Global Holdings; Jill Sommers, commissioner of the Commodity Futures Trading Commission; Robert Cook, director of the Securities and Exchange Commission's Division of Trading and Markets; Richard Ketchum, president, chairman and CEO of the Financial Industry Regulatory Authority; and Terrence Duffy,… [read post]
24 Aug 2012, 12:30 am
Top stories today via @thefalken # State Privacy Laws Evolve While Congress Remains Stalemated http://t.co/J2ON9JZA # SBCSC computer glitch may have caused security breach http://t.co/suEWfcQI # Facebook caused wife to stab her husband – U.S. v. [read post]
4 Dec 2020, 6:15 am
Securities and Exchange Commission), William D. [read post]
20 Apr 2017, 4:18 am
Securities and Exchange Commission, which asks whether a federal statute of limitations on civil penalties and forfeitures applies to disgorgements. [read post]
29 Nov 2016, 12:56 pm
The United States formally confirmed that it made a “mistake” in accidently striking Syrian regime forces instead of Islamic State fighters on September 17th, the BBC tells us. [read post]
29 Jul 2017, 5:32 pm
Securities and Exchange Commission that through its "Attorney Network Services," it "coordinate[s] and implement[s] legal collection solutions undertaken on behalf of our clients through the management of nationwide legal resources specializing in collection litigation. [read post]
14 Apr 2016, 11:05 am
Carter also announced that the United States and the Philippines plan to conduct regular joint patrols of the South China Sea. [read post]
15 Nov 2019, 6:17 am
Securities and Exchange Commission, on Friday, November 8, 2019 Tags: Audits, Compliance and disclosure interpretation, Cryptocurrency, ICOs, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation, Small firms, Transfer agents Company Hedging Policies: Observations from New Proxy Disclosures Posted by David Gordon, Dina Bernstein, and Andrew R. [read post]
26 May 2013, 5:30 am
Acanac Inc. v. [read post]
4 Nov 2013, 9:46 am
Over the last month, on our New Republic: Security States newsfeed, we rolled out a series designed to explain why fairly allocating the costs of software deficiencies between software makers and users is so critical to addressing the growing problem of vulnerability-ridden code—and how such a regime will require questioning some of our deep-seated beliefs about the very nature of software security. [read post]
28 Apr 2010, 12:00 pm
" It's an electronic goods manufacturer that employs 100,000 people worldwide, including 40,000 in the United States, where it's best known for its photocopiers. [read post]
21 Oct 2021, 9:03 pm
Securities and Exchange Commission (SEC) could address the harm resulting from the lack of regulation in digital asset markets. [read post]
