Search for: "Cooperative Management Entity"
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10 Feb 2022, 10:50 pm
To protect their rights, both individuals and legal entities should be able to rely on effective remedies. [read post]
26 Mar 2012, 12:55 pm
The growing cooperation between the SEC and foreign regulators will no doubt lead to an increasing number of securities enforcement actions as more eyes focus on a single business entity. [read post]
23 Apr 2010, 1:45 am
The key features of an effective international supervision regime are identified as: a comprehensive group-wide supervisory approach understanding regulated entities' exposure to non-regulated entities assessing capital adequacy on a group-wide basis assessing fitness of senior management on a group-wide basis obtaining accurate information about non-regulated entities in a group cooperating with other supervisors internationally being flexible… [read post]
23 Apr 2010, 1:45 am
The key features of an effective international supervision regime are identified as: a comprehensive group-wide supervisory approach understanding regulated entities' exposure to non-regulated entities assessing capital adequacy on a group-wide basis assessing fitness of senior management on a group-wide basis obtaining accurate information about non-regulated entities in a group cooperating with other supervisors internationally being flexible… [read post]
19 Nov 2018, 5:41 am
But the corporation is also understood as an autonomous entity, as a holder of property in its own right. [read post]
9 May 2016, 12:23 pm
This divide is the most harmful to those who, either in China or in "the West" manage or are employed by development cooperation programs. [read post]
29 Jun 2009, 11:38 am
Evergreen Investment Management Co., which distributes Evergreen mutual funds and related entities, has settled Securities and Exchange Commission charges that the Ultra Short Opportunities Fund was overvalued and that the problem was only disclosed (in a selective manner) to certain shareholders. [read post]
9 Mar 2022, 7:47 pm
Until recently, these cybersecurity enforcement actions focused primarily on entities. [read post]
13 Dec 2023, 6:15 pm
I note that they have been cooperative to date and indicate their ongoing intention to cooperate. [read post]
16 Oct 2018, 3:55 pm
Well known for her extensive work with health care, insurance and other highly regulated entities on corporate compliance, internal controls and risk management, her clients range from highly regulated entities like employers, contractors and their employee benefit plans, their sponsors, management, administrators, insurers, fiduciaries and advisors, technology and data service providers, health care, managed care and insurance, financial services,… [read post]
30 Jul 2013, 7:54 am
They provide a framework for supervisory cooperation and exchange of information between the SEC and the EU/EEA member state national regulators in the asset management industry, as part of a long-term strategy to improve the oversight of entities in the industry that operate across national borders. [read post]
20 Nov 2022, 12:16 am
“Cooperation” and “collaboration” between the government and the relevant indigenous communities on the possession and management of the ancient Benin bronzes are steps that Oriakhogba believes will offer a way forward ahead. [read post]
17 May 2019, 7:18 am
Third, nongovernmental entities have developed analytic tools and capacities that in certain areas are as good as or better than those used by the intelligence community. [read post]
25 Oct 2021, 11:04 am
Recently, the international community as well as the IMF, World Bank and some other entities have stated that nearly 90% of the people of Afghanistan live in poverty. [read post]
8 Jan 2015, 10:03 pm
The actions, according to Payne, were taken with the knowledge and approval of Midamar’s owners and managers. [read post]
22 Sep 2023, 5:15 am
The MoU does not create legally binding obligations between the ICO and NCSC, but provides a strong signal of intent for areas of cooperation. [read post]
26 May 2022, 9:22 am
Congress has declared that the committee should individuals representing both small and large entities, including at least independent inventor. [read post]
22 Feb 2016, 12:46 pm
The alleged FCPA violations at issue involve travel and gifts totaling approximately US $1.5 million provided to employees of Chinese state-owned entities for the purpose of obtaining or retaining business from those entities. [read post]
15 Jan 2021, 12:52 am
A “management body” of an entity, likely the board, will be required to approve the risk management measures the entity will take and be held accountable for non-compliance; consider security matters when acquiring and developing network and information systems; consider and manage supply chain security risks, including the security of their hardware and software suppliers, and providers of data storage or managed security services;… [read post]
6 Jul 2022, 9:07 am
In addition, gifts and entertainment are a particular risk in relation to government entities. [read post]
