Search for: "Cornerstone Capital Group LLC" Results 21 - 40 of 44
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12 Jan 2012, 10:40 am by D. Daxton White
The White Law Group, LLC is a national securities fraud, securities arbitration, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
31 Jan 2014, 5:20 am by Doug Cornelius
Panel II: Private Fund Adviser Topics Speakers: Ashish Ward, Exam Manager, National Exam Program, Los Angeles Regional Office Alpa Patel, Senior Counsel, Division of Investment Management Igor Rozenblit, Specialist, Division of Enforcement, Asset Management Unit James Capezzuto, General Counsel & Chief Compliance Officer, Cornerstone Capital Management LLC Barbara Burns, Chief Compliance Officer, AEA Investors SBF LLC Key focus areas in presence exams: (1)… [read post]
13 Mar 2020, 6:31 am
Posted by Kevin Harnisch (Norton Rose Fulbright US LLP) and David Ho and Nepomuk Loesti (American International Group, Inc.), on Friday, March 6, 2020 Tags: Extraterritoriality, Foreign issuers, International governance, Liability standards, Morrison v. [read post]
5 Apr 2019, 6:54 am by Rob Robinson
Digital Verdict Discovery Litigation Services Diversified Legal Services Diversified Risk Management Doar Litigation Consulting Duff & Phelps Eisner Amper LLP Elite Document Technology Epiq (DTI) Ernst & Young LLP Forensic Data Services FTI Consulting/Technology GlassRatner Advisory & Capital Group LLC Gibson Arnold & Associates Guidepost Solutions LLC H5 Hancock Firm HaystackID (Inspired Review) Haley Stuart, LLC Hire Counsel HP… [read post]
30 Dec 2019, 3:00 pm by Rob Robinson
Digital Verdict Disco Discovery Litigation Services Diversified Legal Services Diversified Risk Management Doar Litigation Consulting Duff & Phelps Eisner Amper LLP Elite Document Technology Epiq (DTI) Ernst & Young LLP (Pangea) Esquire Solutions First Legal Investigations Forensic Data Services Fronteo FTI Consulting/Technology Gibson Arnold & Associates GlassRatner Advisory & Capital Group LLC Guidepost Solutions LLC H5 Haley Stuart, LLC… [read post]
10 Mar 2017, 6:09 am
Securities and Exchange Commission, on Friday, March 3, 2017 Tags: Capital formation, Crowdfunding, Equity offerings, FINRA, Investor protection, JOBS Act, Retail investors, SEC, Securities regulation, Small firms, Tech companies Alternatives to Quantitative Metrics in Performance Share Plans Posted by Lane T. [read post]
16 Jun 2016, 2:48 pm by Kevin LaCroix
  Cybersecurity at SEC-registered entities like Morgan Stanley has become a top priority for the SEC inspections group and enforcement division. [read post]
5 Sep 2016, 6:30 am by Kevin LaCroix
The large litigation financing firms have substantial assets out of which to invest; according to the Wall Street Journal (here), Burford Capital LLC has already invested $800 million in the U.S. and abroad; Gerchen Keller has deployed $700 million of the $1.4 billion it has raised. [read post]
30 Jan 2012, 1:03 pm by John Elwood
The capital case Smith v. [read post]
22 Apr 2024, 1:11 pm by Kevin LaCroix
Yet, a growing chorus of capital markets and private equity experts is now predicting a resurgence of IPOs, and particularly private equity-backed IPOs. [read post]
2 Dec 2010, 9:16 am by Roshonda Scipio
. : Oxford University Press, c2011.Capital PunishmentKF373.D635 A3 2010The autobiography of an execution / David R. [read post]
21 Mar 2012, 11:31 am by D. Daxton White
Financial Advisor Magazine recently released its 2011 rankings for registered investment advisory and as you can see from the data below, there are many large RIA’s out there: Firm… [read post]
14 Sep 2015, 4:32 pm by Kevin LaCroix
”[14]  In Household, defendants challenged the ability of sophisticated institutional traders to benefit from the presumption, based in part upon the deposition testimony of senior managers who expressed a fundamental lack of faith in the efficient capital markets theory upon which the Basic presumption is founded.[15]  Yet, the Household court held that these statements did not even raise a triable issue as to whether the presumption could be rebutted.[16] In Halliburton… [read post]
24 Sep 2007, 3:06 am
Karl Keys, steady anchor of the death penalty defense community at Capital Defense Weekly, has a gorgeous new baby boy. 10. [read post]
24 Sep 2007, 3:06 am
Karl Keys, steady anchor of the death penalty defense community at Capital Defense Weekly, has a gorgeous new baby boy. 10. [read post]
18 Feb 2021, 9:15 am by Kristian Soltes
Google is also teaming with ParkMobile LLC  to enable payment for parking via Google Maps, according to a Google blog post on Wednesday. . . . [read post]
3 Jan 2017, 4:28 pm by Kevin LaCroix
  Third-Party Litigation Funding Hits the Big Time Any question that litigation funding has become a very big business was completely eliminated by the December 14, 2016 announcement of the merger between Burford Capital Ltd., the world’s largest litigation funding firm, and GKC Holdings, LLC, the parent company of Gerchen Keller Capital, the second-largest litigation funding firm. [read post]