Search for: "Cornerstone Investors LLC"
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19 Jul 2020, 9:17 am
But the Chancellor pointed out that although merger talks were suspended for nearly a year in 2018, Jeffries directors continued to talk to Beck, Mack and Oliver, LLC, the largest HomeFed investor next to Jeffries and key to winning shareholder approval. [read post]
30 Jan 2017, 6:16 am
Likens worked out of a d/b/a Cornerstone Wealth Management. [read post]
28 Dec 2010, 10:41 am
In the case of Behringer and other non-traded REITs, including Cornerstone, Inland Western and Inland American, investors found themselves blindsided after discovering their investments were high-risk, illiquid and contained highly specific and lengthy exit clauses. [read post]
31 Jan 2024, 9:01 pm
Based on data from Cornerstone Research through Sept. 30, 2023, plaintiffs were on pace to file approximately 216 federal and state securities class actions last year — a slight increase over the 208 suits brought in 2022 and roughly on par with the 218 suits brought in 2021. [read post]
15 Feb 2022, 2:05 pm
GigAcquisitions3, LLC. [read post]
10 Mar 2017, 6:09 am
Atmeh, CamberView Partners, LLC, on Thursday, March 9, 2017 Tags: Board composition, Board dynamics, Board performance, Boards of Directors, Director qualifications, Disclosure, Diversity, Engagement, Institutional Investors, Proxy season, Proxy voting, Shareholder voting, SSgA [read post]
17 Jul 2020, 5:51 am
Mahoney, Council of Institutional Investors, on Wednesday, July 15, 2020 Tags: Accounting standards, China, Council of Institutional Investors, Emerging markets, Financial reporting, Institutional Investors, International governance, Investor protection, Listing standards, NASDAQ, PCAOB, Securities fraud, Securities regulation The Long-Term Impact of the Pandemic on Corporate Governance… [read post]
13 Mar 2020, 6:31 am
Securities and Exchange Commission, on Saturday, March 7, 2020 Tags: Capital formation, Equity offerings, Investor protection, Private firms, SEC, SEC rulemaking, Securities regulation Assessment of ISS’s Use of EVA in CEO Pay-for-Performance Model Posted by Ira Kay, Marizu Madu and Phil Johnson, Pay Governance LLC, on Sunday, March 8, 2020 Tags: Executive Compensation, Executive performance, ISS, Pay for… [read post]
17 Nov 2022, 1:14 pm
By the same token, the SEC’s action during the fiscal year against Allianz Global Investors US LLC, in which the agency alleged a fraudulent scheme to conceal risks involved in a complex trading strategy, resulted in an SEC order for Allianz to pay a total of $1.024 billion (of which $675 million represented a civil penalty). [read post]
12 Feb 2016, 6:03 am
Securities & Exchange Commission, on Wednesday, February 10, 2016 Tags: Accredited investors, Board composition, Boards of Directors, Crowdfunding, Disclosure, Diversity, Dodd-Frank Act, Engagement, Investor protection, JOBS Act, Liquidity, Proxy access, SEC enforcement, SEC rulemaking, Securities enforcement, Securities Regulation, Shareholder activism, Shareholder rights Activist Settlements and Heightened Scrutiny—Ebix Posted by Robert C. [read post]
12 Feb 2016, 6:03 am
Securities & Exchange Commission, on Wednesday, February 10, 2016 Tags: Accredited investors, Board composition, Boards of Directors, Crowdfunding, Disclosure, Diversity, Dodd-Frank Act, Engagement, Investor protection, JOBS Act, Liquidity, Proxy access, SEC enforcement, SEC rulemaking, Securities enforcement, Securities Regulation, Shareholder activism, Shareholder rights Activist Settlements and Heightened Scrutiny—Ebix Posted by Robert C. [read post]
23 Aug 2019, 6:17 am
Posted by Will Gornall (University of British Columbia), on Tuesday, August 20, 2019 Tags: Contracts, Decision making, Entrepreneurs, Firm performance, Management, Venture capital firms Securities Class Action Filings—2019 Midyear Assessment Posted by Alexander “Sasha” Aganin and John Gould, Cornerstone Research, on Tuesday, August 20, 2019 Tags: Class actions, Disclosure, Filings, Merger… [read post]
12 May 2017, 6:21 am
Gilley, Cornerstone Research, on Sunday, May 7, 2017 Tags: Broker-dealers, Disclosure, FCPA, Financial reporting, Insider trading, SEC enforcement, Securities enforcement, Securities regulation CHOICE Act 2.0: House Financial Services Committee Revises Regulatory Reform Bill Posted by John C. [read post]
19 Aug 2016, 6:16 am
FEC, Disclosure, Glass Lewis, Institutional Investors, ISS, Lobbying, No-action letters, Political spending, Proxy advisors, Proxy season, Proxy voting, SEC, SEC rulemaking, Shareholder proposals,Shareholder voting [read post]
3 Apr 2012, 1:03 am
Supreme Court’s March 26, 2012 issuance of its unanimous opinion in the Credit Suisse Securities (USA) LLC v. [read post]
27 Dec 2023, 3:54 am
But the legacy of these early limited liability companies lives on in corporations, LLCs, and LLPs.[1] The Limits of Limited Liability Bifurcation of business and personal assets—the cornerstone of limited liability legal structures—is not absolute. [read post]
26 May 2017, 6:33 am
Miller, Ethics Metrics LLC, on Thursday, May 25, 2017 Tags: Banks, Compliance & ethics, Disclosure, Financial crisis, Financial institutions, Financial regulation, Information asymmetries, Information environment, Investor protection, Public interest, SIFIs, Systemic risk, Transparency 2017 IPO Report Posted by Mick Bain and Lia Der Marderosian, Wilmer Cutler Pickering Hale and Dorr LLP, on Thursday, May 25, 2017 Tags: Boards of Directors, Capital formation, Capital… [read post]
5 Sep 2016, 6:30 am
Will Collective Investor Litigation Outside the U.S. [read post]
21 Feb 2020, 6:13 am
Niles, Wachtell, Lipton, Rosen & Katz , on Thursday, February 20, 2020 Tags: Disclosure, Due diligence, Engagement, Environmental disclosure, ESG, Firm valuation, Institutional Investors, Mergers & acquisitions, Risk management, Stakeholders, Target firms [read post]
14 Sep 2015, 4:32 pm
To be sure, the value investor “does not believe that the market price accurately reflects public information at the time he transacts. [read post]
