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24 Apr 2023, 5:58 am
Credit Suisse Securities (USA) LLC, FINRA No. 20-02093. [read post]
10 May 2019, 11:43 am
As with hundreds of their colleagues, Credit Suisse falsely reported that Mr. [read post]
14 Jan 2020, 1:02 pm
Sullivan, were advisers in the New York branch of Credit Suisse’s US private banking division (“PBUSA”) and were terminated when Credit Suisse closed PBUSA. [read post]
21 Jan 2022, 11:43 am
FINRA Fines Credit Suisse Securities $9 million for not controlling clients’ securities and conflicts of interests. [read post]
1 Dec 2015, 1:41 pm
Morgan Related articlesGood Markets, More Broker Transitions Brokers Not Buying the Credit Suisse Wells Fargo DealTransition Agreements are Negotiable - Even for Credit Suisse BrokersCredit Suisse Brokers Losing Deferred CompensationThose Deals Really Are Negotiable! [read post]
13 Dec 2023, 1:05 pm
The Securities and Exchange Commission today announced that Credit Suisse Securities (USA) LLC and two affiliated Credit Suisse entities (collectively, the Credit Suisse Entities) agreed to pay more than $10 million to settle the SEC’s charges that they…Read the Full Press Release Have a securities law question? [read post]
29 Jun 2011, 8:46 am
Amid broad Wall Street layoffs, Credit Suisse plans to cut about 600 jobs across its global investment banking operation because demand has dropped for its products and services. [read post]
21 Jun 2007, 10:25 am
The Supreme Court held In Credit Suisse Securities v Billing, consistent with its past history, that securities laws cede jurisdiction over market structure of the securities markets to the SEC, pre-empting the federal antitrust laws. [read post]
12 Aug 2010, 3:56 am
Credit Suisse's clients in Germany are being questioned by prosecutors as part of an inquiry into allegations that employees of Switzerland's second-biggest bank may have helped customers evade taxes, Bloomberg News reported. [read post]
6 Jun 2023, 7:34 pm
The post Finra arbitrators order Credit Suisse to pay $1.3 million to former rep appeared first on Stoltmann Law. [read post]
7 Jan 2008, 4:57 am
Credit Suisse has until now emerged relatively unscathed from the subprime mortgage crisis in the United States, which has forced many banks, including Credit Suisse’s rival, UBS, [...] [read post]
20 May 2014, 8:29 am
Credit Suisse reached [press release] a $196 million settlement... [read post]
10 Mar 2021, 10:36 am
If your broker recommended that you invest in the Credit Suisse VelocityShares™ ETNs, we are interested in speaking with you. [read post]
12 Nov 2015, 6:28 am
Credit Suisse cannot profitably run a brokerage firm. [read post]
16 Jul 2010, 2:45 pm
Credit Suisse’s offices in Germany were raided by German tax officials looking for evidence of tax fraud. [read post]
14 Nov 2011, 1:45 pm
Credit Suisse says in an internal memo that the change brings the firm more in line with that of its competitors when it comes to deferred compensation. [read post]
6 Feb 2018, 3:43 pm
The post For Investors Who Were Sold XIV Securities by Their Credit Suisse Broker appeared first on . [read post]
19 Dec 2008, 12:56 pm
Credit Suisse, Breakingviews says, is adopting a similar idea by paying its top bankers with the equivalent of broken inventory â€â [read post]
7 Dec 2021, 11:20 am
Ct.), Credit Suisse Securities (USA) LLC v. [read post]
16 Aug 2007, 5:14 am
Credit Suisse’s chief executive, Brady Dougan, weighed in on several issues in a video interview this week with The Financial Times, including the recent turmoil in the credit markets that has rattled stocks and hurt investment banks’ profits. [read post]
