Search for: "Credit Suisse AG"
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17 Aug 2009, 6:48 am
By Jonathan Stempel NEW YORK (Reuters) - A former Credit Suisse Group AG broker used bait-and-switch tactics in fraudulently steering corporate clients into risky mortgage investments they did not want, federal prosecutors said on Friday. [read post]
7 Mar 2014, 3:22 pm
The most recent SEC investigation revealed that, although not registered with the SEC, international financial services company, Credit Suisse Group AG, has been engaging in financial transactions with U.S. customers. [read post]
19 Oct 2021, 11:35 am
Credit Suisse Group AG has agreed to pay nearly $475 million to U.S. and U.K authorities, including nearly $100 million to the Securities and Exchange Commission, for fraudulently misleading investors and violating the Foreign Corrupt Practices Act (FCPA…Read the Full Press ReleaseHave a securities law question? [read post]
17 Dec 2009, 5:12 am
Department of the Treasury's Office of Foreign Assets Control and Credit Suisse AG.(.pdf) OFAC Press Release: Treasury Under Secretary for Terrorism and Financial Intelligence Stuart Levey Remarks at a Press Conference on Joint $536 Million Settlement with Credit Suisse AG Deferred Prosecution Agreement with the United States Department Justice [read post]
15 May 2014, 11:46 am
Credit Suisse AG, a Swiss corporation, operates a global financial services business in more than 50 countries with over 45.000 employees, including 9.000 U.S. employees. [read post]
29 Jul 2011, 11:30 am
The suspected infractions byCredit Suisse are “exactlylike” those committed byUBS AG, said the person, who asked not to be named. [read post]
5 Apr 2010, 6:46 pm
District Judge Deborah Batts says that Credit Suisse Group AG must pay STMicroelectronics NV the rest of the $431 million arbitration award owed for unauthorized auction-rate securities-related investments. [read post]
2 Apr 2020, 7:49 am
Credit Suisse High Yield Bond Fund (DHY) Securities Investigation Credit Suisse High Yield Bond Fund (DHY) Are you concerned about your investment in the Credit Suisse High Yield Bond Fund? [read post]
20 May 2014, 12:38 pm
Kohn (who also served as one of the attorneys for UBS tax whistleblower Bradley Birkenfeld), issued the following statement regarding the U.S. government’s prosecution of Credit Suisse bank: “On May 19, 2014 the Swiss bank Credit Suisse AG pleaded guilty to helping wealthy Americans avoid taxes and paid a $2.6 billion fine. [read post]
25 Mar 2020, 9:11 am
Credit Suisse X-Links Monthly Pay 2xLeveraged Alerian MLP Index ETN (AMJL) Investment Losses Have you suffered losses investing in Credit Suisse X-Links Monthly Pay 2xLeveraged Alerian MLP Index ETN (AMJL)? [read post]
21 Nov 2014, 1:02 pm
The fallout from years of investigations into Swiss banking practices yielded another win for the Department of Justice: Credit Suisse AG was sentenced today for conspiring to aid and assist U.S. taxpayers in filing false income tax returns and other documents with the Internal Revenue Service (IRS). [read post]
25 Nov 2015, 8:24 am
The White Law Group is specifically looking at the following CREDIT SUISSE structured notes: CREDIT SUISSE Structured Notes tied to Crude Oil CREDIT SUISSE Structured Notes tied to Steel CREDIT SUISSE Structured Notes tied to Copper CREDIT SUISSE Structured Notes tied to Nickel CREDIT SUISSE Structured Notes tied to Natural Gas CREDIT SUISSE Structured Notes tied to Coal… [read post]
11 Dec 2015, 10:35 am
According to its website, the Credit Suisse X-Links Cushing MLP Infrastructure ETNs (such exchange traded notes, the “ETNs”) are senior, unsecured debt securities issued by Credit Suisse AG (“Credit Suisse”), acting through its Nassau Branch, that are linked to the return of the (the “Index”). [read post]
7 Apr 2020, 9:27 am
The post Credit Suisse VelocityShares Daily 3X Inverse Crude (DWTIF) Total Losses appeared first on The White Law Group. [read post]
15 Feb 2012, 10:17 pm
” And yet, that is precisely what Credit Suisse’s global head of structured products, Mr. [read post]
5 Jul 2018, 6:10 am
Credit Suisse’s Investment Bank in Hong Kong Agrees to Pay $47 Million Criminal Penalty for Hiring Scheme That Violated the Foreign Corrupt Practices Act (DOJ Press Release)https://www.justice.gov/usao-edny/pr/credit-suisse-s-investment-bank-hong-kong-agrees-pay-47-million-criminal-penalty-hiringFederal prosecutors alleged that between 2007 and 2013, several senior managers of in the Asia Pacific (APAC) region of Credit Suisse (Hong Kong)… [read post]
Judge Gives Lower Sentence to Former Credit Suisse Broker Convicted of Auction-Rate Securities Fraud
29 Jan 2010, 10:32 pm
Eric Butler, a former Credit Suisse Group AG broker, has been sentenced to five years in prison for securities fraud. [read post]
6 Jul 2018, 10:32 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singerhttp://www.rrbdlaw.com/4062/securities-industry-commentator/In today’s Securities Industry Commentator feed:Credit Suisse’s Investment Bank in Hong Kong Agrees to Pay $47 Million Criminal Penalty for Hiring Scheme That Violated the Foreign Corrupt Practices Act (DOJ Press Release)Federal prosecutors alleged that between 2007 and 2013, several senior managers… [read post]
23 Nov 2015, 11:22 am
Have you suffered losses investing in CREDIT SUISSE structured notes tied to oil? [read post]
7 Feb 2012, 5:31 pm
Higgs was former a Credit Suisse managing director while Siddiqui had been vice president. [read post]
