Search for: "Credit Suisse Group"
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15 Jul 2009, 12:34 pm
Julian Tzolov, a former Credit Suisse Group broker who was declared a fugitive by federal prosecutors in June, has been apprehended, prosecutors said Wednesday. [read post]
16 Feb 2009, 2:01 am
The FINRA Award As I detailed in an earlier post (here), ST Microelectronics had filed the FINRA claim against Credit Suisse (USA) LLC, while also separately filing a civil lawsuit against Credit Suisse Group, the U.S. affiliate’s Switzerland-based parent. [read post]
13 Feb 2009, 6:16 pm
It wasn’t a particularly good day for banking stocks, nor was it a banner Friday for the legal group at Credit Suisse. [read post]
5 Jul 2018, 6:10 am
Credit Suisse’s Investment Bank in Hong Kong Agrees to Pay $47 Million Criminal Penalty for Hiring Scheme That Violated the Foreign Corrupt Practices Act (DOJ Press Release)https://www.justice.gov/usao-edny/pr/credit-suisse-s-investment-bank-hong-kong-agrees-pay-47-million-criminal-penalty-hiringFederal prosecutors alleged that between 2007 and 2013, several senior managers of in the Asia Pacific (APAC) region of Credit Suisse (Hong Kong)… [read post]
Judge Gives Lower Sentence to Former Credit Suisse Broker Convicted of Auction-Rate Securities Fraud
29 Jan 2010, 10:32 pm
Eric Butler, a former Credit Suisse Group AG broker, has been sentenced to five years in prison for securities fraud. [read post]
10 Sep 2008, 9:02 pm
This morning Credit Suisse and the Gerson Lehrman Group announced a strategic partnership that will 1) give Credit Suisse analysts access to GLG consultants; 2) give GLG clients access to Credit Suisse analysts; 3) give GLG access [...] [read post]
20 Jun 2007, 6:38 am
In Monday’s Credit Suisse v. [read post]
7 Feb 2012, 5:31 pm
Higgs was former a Credit Suisse managing director while Siddiqui had been vice president. [read post]
12 Feb 2011, 4:21 pm
Tzolov Related Web Posts: Judge Gives Lower Sentence to Former Credit Suisse Broker Convicted of Auction-Rate Securities Fraud, Stockbroker Fraud Blog, January 30, 2010 Will Two Former Credit Suisse Group AG Brokers Convicted of Securities Fraud Get More Lenient Sentences Because of Industry’s “Culture of Corruption? [read post]
6 Jul 2018, 10:32 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singerhttp://www.rrbdlaw.com/4062/securities-industry-commentator/In today’s Securities Industry Commentator feed:Credit Suisse’s Investment Bank in Hong Kong Agrees to Pay $47 Million Criminal Penalty for Hiring Scheme That Violated the Foreign Corrupt Practices Act (DOJ Press Release)Federal prosecutors alleged that between 2007 and 2013, several senior managers… [read post]
1 Mar 2011, 7:17 am
” He added that “Credit Suisse is not a target of the investigation. [read post]
1 Jul 2010, 12:37 pm
Trinko and Credit Suisse v. [read post]
20 Mar 2007, 12:45 pm
Credit Suisse First Boston (USA), Inc., ___ F.3d ___ (5th Cir. [read post]
16 Feb 2010, 1:03 am
Background Credit Suisse is domiciled in Switzerland. [read post]
17 Jun 2011, 3:27 pm
JPMorgan Chase, Citigroup and Credit Suisse will be the lead underwriters for the Carlyle Group's impending initial public offering. [read post]
18 Dec 2008, 10:33 pm
Reports in the financial press indicate that Credit Suisse Group (??? [read post]
6 May 2013, 4:50 pm
Preet Bharara, the United States Attorney for the Southern District of New York, today announced the guilty plea of KAREEM SERAGELDIN, the former Managing Director/Global Head of Structured Credit in the Investment Banking Division of Credit Suisse Group (“Credit Suisse”). [read post]
17 Dec 2009, 6:10 am
Now, comes word that AG Eric Holder has gone after Zurich-based Credit Suisse Group. [read post]
14 Jun 2010, 12:52 pm
Goldman Sachs, the Blackstone Group and Credit Suisse are among the firms BP has hired as advisers as it faces financial and political pressure, people briefed on the matter said. [read post]
5 Mar 2007, 12:53 pm
Credit Suisse, whom [...] [read post]
