Search for: "Custom Estates, LLC"
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21 Aug 2017, 3:33 am
The typical, broad purpose clause found in untold thousands of standardized and customized LLC agreements provides that the LLC’s purpose is “any lawful business,” mirroring Section 201 of the LLC Law (“A limited liability company may be formed under this chapter for any lawful business purpose or purposes”). [read post]
24 Oct 2014, 3:22 pm
The Financial Industry Regulatory Authority (FINRA) barred broker Joseph Pappalardo (Pappalardo) concerning allegations that between August 2008, and August 2012, Pappalardo, while associated with Financial Network Investment Corporation (n/k/a Cetera Advisor Network LLC), made fraudulent and misleading misrepresentations to a customer in the sale of private securities, converted customer funds for his personal use, engaged in private securities transactions (a/k/a… [read post]
9 Oct 2023, 11:00 pm
Limited liability companies (LLCs) are commonly formed to acquire and own real estate projects and parcels while limiting its members’ liability. [read post]
16 Feb 2023, 7:05 am
Businesses use Delaware LLCs to protect tangible assets, like real estate, and even intangible assets like trademarks and intellectual property. [read post]
25 Jun 2011, 10:06 am
Although my problem was solved, it was not done in a customer-friendly way. [read post]
24 Jan 2019, 5:41 am
More importantly, both companies have an unwavering client-service focus which promotes the right cultural fit across our respective employee and customer bases. [read post]
13 Dec 2019, 12:38 am
FIRST CAPITAL REAL ESTATE INVESTMENTS, LLC, Petitioner-Appellant, v. [read post]
31 Jan 2010, 5:35 pm
Together you create a customized plan that works for you. [read post]
16 Apr 2008, 4:31 am
THOMAS YACCARINO, ATLANTIC GROUP REALTY, BY THE SEA REAL ESTATE, LLC, WILLIAM WEBBER, ANDREW BOECKEL, LIBERTY CIRCLE LLC, TROUTMAN PORT, LLC and JOSEPH MEEHAN, In the meantime, buyer finds customers who are willing to pay $ 2.5 million for the 6 lots, and arranges to flip them at closing. [read post]
26 May 2019, 5:45 am
Advisor Ashley Woodard (Woodard), currently employed by NYLife Securities LLC (NYLife Securities) has been subject to at least five customer complaints, one tax lien or judgment, and one bankruptcy. [read post]
27 Aug 2023, 7:49 pm
From June 2019 through May 2022, Liddle purportedly misappropriated the money from clients of Prosper Wealth Management, LLC (“PWM”), an investment adviser which he controlled. [read post]
21 Jun 2011, 5:59 pm
TLA handles personal injury, real estate, estate planning, divorce, bankruptcy, criminal law. [read post]
1 Aug 2022, 7:00 am
After gaining the client’s consent, he transferred the money to a real estate closing agent to buy his house. [read post]
5 Nov 2020, 9:18 am
From April 2016 through October 2016, First Clearing distributed 6,851 account statements to customers containing valuation information for one or more Direct Participation Programs (DPPs) or Real Estate Investment Trusts (REITs) that did not comply with FINRA rules, according to the AWC. [read post]
14 Oct 2015, 2:09 pm
On October 13, 2015, the Financial Industry Regulatory Authority (“FINRA”) announced that Santander Securities LLC (“Santander Securities”) has to pay approximately $6.4 million in fines for supervisory related violations surrounding the sale of Puerto Rican Municipal Bonds (“PRMBs”) to Puerto Rican customers. [read post]
29 Jul 2014, 5:57 pm
The customer complaints against Bracey concern private placements (direct participation programs), equipment leasing investments, unsuitable investments, non-traded real estate investment trusts (REITs), and misrepresentations in the sale of securities. [read post]
29 Jun 2020, 6:35 am
Advisor Gary Barth (Barth), currently employed by Ameritas Investment Company, LLC (Ameritas) has been subject to at least four customer complaints during the course of his career. [read post]
16 Apr 2010, 3:36 pm
Flemenbaum at 312-236-8110 or by email at Contact Us (http://www.gjlaw.com/CM/Custom/Contact.asp). [read post]
5 Jun 2020, 1:52 am
According to Kolta’s Brokercheck report, on March 24, 2020 a customer filed a complaint against Kolta’s former broker-dealers Cetera Advisors LLC and National Securities Corporation. [read post]
5 Jun 2020, 1:52 am
According to Kolta’s Brokercheck report, on March 24, 2020 a customer filed a complaint against Kolta’s former broker-dealers Cetera Advisors LLC and National Securities Corporation. [read post]
