Search for: "D & S Management and Investement, LLC" Results 81 - 100 of 1,099
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18 Mar 2021, 4:34 am
[Section 2(d) refusal of BOULEVARD INSURANCE STRATEGIES & Design for "Financial and investment services, namely, financial portfolio management services, investment advisory services, financial planning services, and investment management services for high-wealth individuals and families," in view of the registered mark BOULEVARD for "accepting, processing, and reconciling credit card, debit card, gift card and other forms of… [read post]
27 Dec 2021, 6:50 am by Zamansky LLC
Inc. in Atlanta, and Livingston Group Asset Management d/b/a Southport Capital. [read post]
23 Apr 2012, 2:53 pm by admin
Extraordinary business d ecisions require a formal authorization by the Manager(s). [read post]
12 Jul 2018, 8:09 am by Cari Rincker
If you have an operating agreement in place, we’d be happy to review the agreement as well as your business needs to ensure the operating agreement and LLC are in sync. [read post]
29 Jun 2020, 6:35 am by Staff Attorney
According to BrokerCheck, Barth operates through several d/b/a entities including Barth Financial Wealth Management Group and Barth Financial. [read post]
11 Nov 2011, 1:20 am by Hedge Fund Lawyer
Hicks and Locust Offshore Management, LLC Marketing, of course, is an issue close to the heart of every hedge fund manager. [read post]
1 Apr 2022, 12:16 pm by Rob Robinson
Editor’s Note: Since beginning in November 2001 to track the number of publicly highlighted merger, acquisition, and investment (M&A+I) events in the eDiscovery ecosystem, ComplexDiscovery has recorded 515* M&A+I events. [read post]
17 Jun 2019, 3:16 am by Peter Mahler
On August 28, Richard signed the organizational documents and operating agreement for a manager-managed LLC named Felt Farms LLC. [read post]
18 Apr 2016, 9:15 am by Steve Parker
Ellis, Jr., who managed and jointly owned Paul-Ellis Investment Associates, LLC (PEIA), created materially false and fraudulent marketing material in order to induce Florida residents to attend the “Free Dinner” seminar. [read post]
3 Jun 2022, 7:18 am by The White Law Group
The White Law Group announces the filing of a FINRA arbitration claim against Arete Wealth Management for investment losses involving high-risk GWG L Bonds and other alternative investments. [read post]
19 May 2020, 6:49 am by Joe Wojciechowski
According to documents field with the SEC for TCA funds, called a Form D, TCA Fund Management Group used numerous FINRA-Registered broker/dealers to sell  investments in the TCA Global Credit Fund for many years including: Continue Reading [read post]
23 May 2011, 4:00 am by Peter A. Mahler
Instead, the decision of whether to enter into those agreements is left up to each LLC's "Investment Committee," which is not controlled by DDR. [read post]