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11 Mar 2015, 2:06 pm by Lax & Neville LLP
  This type of business is known as an outside business activity and is heavily regulated by both the SEC and the Financial Industry Regulatory Authority, Inc. [read post]
31 Jul 2013, 9:37 pm
En l’occurrence, Hershey Canada Inc. a coopéré à l'enquête du Bureau. [read post]
13 Sep 2018, 2:29 pm by John Bolesta
The National Labor Relations Board has made good on its recent promise to move forward with rulemaking to re-establish the decades-old joint employer standard in place prior to the Board’s 2015 decision in Browning-Ferris Industries of California, Inc., d/b/a BFI Newby Island Recyclery, 362 NLRB No. 186 (2015) (Browning-Ferris or BFI), petition for review docketed Browning-Ferris Indus. of Cal. v. [read post]
29 May 2017, 9:25 am by Adam Weinstein
According to BrokerCheck records, Swarbrick has spent 23 years in the securities industry and is currently located in Roseville, California operating under the d/b/a Weston and Tuttle Wealth Advisors, LLC. [read post]
25 Jan 2012, 6:49 pm by Eric Schweibenz
– San Antonio d/b/a InkSell.com of San Antonio, Texas Atman, Inc. s/b/a pcRUSH.com of El Segundo, California Dexxxon Digital Storage, Inc. of Lewis Center, Ohio Discount Office Items, Inc. of Columbus, Wisconsin Deal Express LLC d/b/a Discount Office Items of Columbus, Wisconsin Do It Wiser LLC d/b/a Image Toner of Marietta, Georgia E-Max Group, Inc. d/b/a Databazaar.com of… [read post]
22 Jan 2013, 12:38 pm by Mark Zamora
 LJD Holdings, Inc., doing business as B and D Foods, a Boise, Idaho establishment, is recalling approximately 33,500 pounds of fully cooked meat and poultry products due to possible contamination with Listeria monocytogenes, the U.S. [read post]
29 Apr 2019, 8:24 am by Jason Gordon and Erika Auger
Last month, the Federal Trade Commission (“FTC”) approved a final consent order settling deceptive advertising charges against A&O Enterprises, Inc., d/b/a iV Bars regarding deceptive and unsupported health claims that iV Bars’ intravenously injected therapy products, or “iV Cocktails,” can safely and effectively prevent and treat such serious diseases as cancer, multiple sclerosis, and cardiovascular disease. [read post]
29 Apr 2019, 8:24 am by Jason Gordon and Erika Auger
Last month, the Federal Trade Commission (“FTC”) approved a final consent order settling deceptive advertising charges against A&O Enterprises, Inc., d/b/a iV Bars regarding deceptive and unsupported health claims that iV Bars’ intravenously injected therapy products, or “iV Cocktails,” can safely and effectively prevent and treat such serious diseases as cancer, multiple sclerosis, and cardiovascular disease. [read post]
18 Sep 2015, 7:07 am by Daniel Gwertzman
As a consequence of Cape’s misconduct, FINRA found that Cape had violated numerous FINRA Rules including NASD Rules 3010(a), 3010(b) and 3010(d) and FINRA Rule 2010. [read post]
11 Nov 2021, 2:07 pm by Kevin LaCroix
  ***********************   Long-term profitability in the public company directors and officers (“D&O”) industry will depend on effective securities class action (“SCA”) loss mitigation due to three forces that are shaping the contours of the market. [read post]