Search for: "DENIS PIERCE"
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11 Feb 2009, 1:04 pm
--Michael Farah is a third year law student at Franklin Pierce Law Center in Concord, NH. [read post]
30 Mar 2017, 10:34 am
Pierce County Superior Court (W.D. [read post]
12 Aug 2010, 8:51 am
Div. 2006), certif. denied, 189 N.J. 429 (2007). [read post]
20 May 2010, 12:42 pm
The Court granted the motion as to the corporate parent, however, after concluding that there was insufficient evidence to pierce the corporate veil. [read post]
30 Mar 2017, 7:31 pm
Plaintiff was the widow of Decedent, a German citizen who worked aboard several foreign vessels from December 1973 to December 1978. [read post]
30 Mar 2017, 7:31 pm
Plaintiff was the widow of Decedent, a German citizen who worked aboard several foreign vessels from December 1973 to December 1978. [read post]
13 Dec 2010, 7:04 am
Court of Appeals for the Second Circuit affirmed a district court’s ruling denying the motion of plaintiffs-appellants (collectively “LSED”) to compel arbitration of a dispute with Merrill Lynch, Pierce, Fenner & Smith Inc. [read post]
14 Jun 2009, 2:39 pm
Pierce's claim for workers' compensation benefits as a result of her husband's death was denied by the carrier, Zurich American Insurance Company, as well as the Virginia Workers' Compensation Commission, which stated in its April 2009 decision that:"The evidence [is] insufficient to support a reasonable inference that the claimant's accident, injury and subsequent death resulted from a risk or hazard of his employment. [read post]
1 Sep 2008, 3:52 pm
As part of its agreement with the SEC, Merrill says it will not deny liability for liquidity loss. [read post]
30 May 2014, 10:28 am
According to the ruling, Jivraj had initially denied authoring the articles and only admitted he wrote them after the search warrant. [read post]
16 May 2008, 7:03 am
And almost any other case involving Pierce/Meyer rights. [read post]
29 May 2019, 8:37 am
Hellman neither admitted nor denied the findings, but signed the AWC letter on 11/29/2019, agreeing to the terms. [read post]
10 Nov 2009, 6:27 am
As usual, the Court denied Kinze's motion to transfer, despite Kinze's arguments regarding the location of witnesses and documents. [read post]
2 Nov 2021, 4:16 am
These factual issues and legal arguments, however, do not provide a basis to deny the relief sought in the petition. [read post]
18 Jun 2013, 8:30 am
In the Matter of the FINRA Arbitration Between Gregory Kiernan, Claimant, vs Merrill Lynch, Pierce, Fenner & Smith Inc., Respondent (FINRA Arbitration 12-02362, June 14, 2013 )Respondent Merrill Lynch generally denied the allegations and asserted various affirmative defenses.The FINRA Arbitration Panel found Respondent Me... [read post]
23 Aug 2022, 5:11 am
Pierce. [read post]
22 Mar 2019, 6:09 am
Merrill Lynch to Pay Over $8 Million for Improper Handling of ADRs (SEC Release)https://www.sec.gov/news/press-release/2019-40Without admitting or denying the findings in an SEC Order Instituting Proceedings https://www.sec.gov/litigation/admin/2019/34-85395.pdf, Merrill Lynch, Pierce, Fenner & Smith Incorporated will agreed to pay more than $4.4 million in disgorgement of ill-gotten gains, over $724,000 in prejudgment interest, and a $2.89 million penalty… [read post]
1 Jun 2020, 2:04 am
Everest Reinsurance Company, Defendant (EDMich Opinion and Order Denying)SEC Obtains Judgment of More Than $30... [read post]
29 Apr 2013, 6:33 am
In the Matter of Akber Syed, Respondent (AWC 2012033122901, April 24, 2013).Non-Registered, Associated PersonSyed entered the securities industry in 2010 as an associated, non-registered person, and on November 1, 2010, he was employed by Merrill, Lynch, Pierce, Fenner & Smith, Inc. until his June 13, 2012, termination. [read post]
14 May 2013, 3:31 am
Stockman, Respondent (AWC 2012033507601, May 9, 2013).Between July 1999 and August 2012, David Stockman ("Stockman") was registered with FINRA member firm Merrill Lynch, Pierce Fe... [read post]
