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28 Nov 2023, 11:33 am
A Deutsche Bank executive said the bank followed its own guidelines when deciding to lend Donald Trump’s company hundreds of millions of dollars. [read post]
17 Nov 2023, 8:00 am
Proposals to amend WTR 1998 Record keeping under the WTR 1998: The government proposes to remove the effects of the CJEU judgment (Federación de Servicios de Comisiones Obreras (CCOO) v Deutsche Bank SAE) (the CCOO judgment) The CCOO judgment held that objective, reliable and accessible records need to be kept in relation to the right to minimum daily rest breaks, weekly rest periods, and the limit on the maximum weekly working time, which are stricter… [read post]
15 Nov 2023, 6:26 am
In addition, the SEC obtained judgments from federal courts ordering: Danske Bank, a multinational financial services corporation, to pay a $178.6 million civil penalty to resolve charges that it misled investors about its anti-money laundering compliance program and failed to disclose risks posed by the program’s significant deficiencies; and Vale S.A. [read post]
14 Nov 2023, 9:01 pm
In addition, the SEC obtained judgments from federal courts ordering: Danske Bank, a multinational financial services corporation, to pay a $178.6 million civil penalty to resolve charges that it misled investors about its anti-money laundering compliance program and failed to disclose risks posed by the program’s significant deficiencies; and Vale S.A., a mining company and one of the largest iron ore producers in the world, to pay $55.9 million combined in a civil penalty,… [read post]
8 Nov 2023, 5:43 pm
But, as we have seen play out in New York, there is little more annoying than to have a phalanx of lawyers, judges and experts sitting in a courtroom to chop through substantive issues relating to matters of immense legal gravity and find that the inquiry has been halted because a witness is not certain whether the exhibit in his hand is the same that was provided to Deutsche Bank, Citigroup or Nevis’ Parish of St. [read post]
5 Nov 2023, 10:11 am
Background During the period 1999 through 2013, Staley worked at JP Morgan, first as head of the bank’s private banking division and later as head of the bank’s asset management division. [read post]
2 Nov 2023, 6:36 am
Morgan Securities LLC (CRD#:79), and Deutsche Bank Securities Inc. [read post]
2 Nov 2023, 5:14 am
Jewish Community of Vienna President Oskar Deutsch wrote on X, formerly known as Twitter, that the fire burned the entrance lobby to a ceremonial hall but did not cause any injuries. [read post]
30 Oct 2023, 11:00 pm
THERE WAS NO RESTORING THIS FORECLOSUREAfter Deutsche Bank started a foreclosure case against J.V., the latter transferred the property to Point Holding Alpha, LLC. [read post]
26 Oct 2023, 7:49 am
Morgan Stanley Timothy Claypool Northwestern Mutual Investment Services, LLC Farmers Financial Solutions, LLC Ebony Parks LPL Financial LLC Wells Fargo Clearing Services, LLC Rashawn Russell Deutsche Bank Securities Inc. [read post]
25 Oct 2023, 12:49 pm
Deutsche Bank Securities Inc. [read post]
25 Oct 2023, 8:05 am
Morgan Stanley Timothy Claypool Northwestern Mutual Investment Services, LLC Farmers Financial Solutions, LLC Ebony Parks LPL Financial LLC Wells Fargo Clearing Services, LLC Rashawn Russell Deutsche Bank Securities Inc. [read post]
23 Oct 2023, 12:12 pm
Other major businesses, including Bank of America, Citi, Deutsche Bank, Goldman Sachs, Wells Fargo, and JPMorgan, have also imposed restrictions on employees’ use of Chat GPT due to similar concerns. [read post]
18 Oct 2023, 9:01 pm
(DIMA) for material misstatements and shortcomings in its policies and procedures related to Environmental, Social and Governance (ESG) investing.[1] TheOrder resolves a longstanding investigation by the SEC into “greenwashing” allegations against Deutsche Bank AG’s asset-management arm, DWS Group (DWS), which we discussed in our September 20, 2021 Advisory. [read post]
16 Oct 2023, 2:37 pm
Foreign Bank Account Report (FBAR) & the Foreign Account Tax Compliance Act (FATCA) Expats with $10,000 USD or more in foreign bank accounts at any point in the year must report the contents of those accounts to the Financial Crimes Enforcement Network (FinCEN) via FinCEN Report 114. [read post]
3 Oct 2023, 5:00 am
And, on its review, the Appellate Division, Second Department, agreed that P.S. had shown the case was untimely, and that the bank had “failed to raise a triable issue of fact” in that regard.Looks like Deutsche Bank clocked out here ….# # #Deutsche Bank Natl. [read post]
1 Oct 2023, 9:05 pm
” While DOJ’s use of a DPA to address the 2012 HSBC Bank case (in which the London-based bank engaged in vast money laundering activities) made a “mockery of the criminal justice system,”[20] it could be argued that the government’s use of DPAs to resolve the GM and Boeing cases was immoral and resulted in a significantly diminished form of justice. [read post]
26 Sep 2023, 11:20 am
The task force’s action against BNY Mellon – similarly to the action described above pertaining to Deutsche Bank’s investment adviser subsidiary – involved allegations pertaining to the bank’s ESG funds, as described here. [read post]
25 Sep 2023, 2:26 pm
(DWS), a subsidiary of Deutsche Bank. [read post]
25 Sep 2023, 12:27 pm
(DIMA), a subsidiary of Deutsche Bank AG, in two distinct enforcement actions. [read post]
