Search for: "Daniel v. Hester" Results 1 - 12 of 12
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16 Aug 2019, 6:00 am
Securities and Exchange Commission, on Friday, August 9, 2019 Tags: Capital formation, Innovation, Investor protection, IPOs, Public firms, SEC, SEC rulemaking, Securities enforcement, Securities regulation Finalized Volcker Rule Amendments Posted by V. [read post]
1 Jul 2016, 7:16 am by Doug Cornelius
[More…] BATTLE OF THE SOMME WEEK – PART V: WHAT DID IT ALL MEAN? [read post]
2 Sep 2022, 6:30 am
Securities and Exchange Commission, on Saturday, August 27, 2022 Tags: Dodd-Frank Act, Executive Compensation, Incentives, Pay for performance, Performance measures, SEC, SEC rulemaking, Securities regulation Statement by Commissioner Peirce on Final Amendments to the Whistleblower Program Posted by Hester M. [read post]
27 Jun 2023, 9:01 pm by renholding
Congress has been very clear in the federal securities laws when it intends to preempt state law, such as in the National Securities Markets Improvement Act[44] or the Jumpstart Our Business Startups Act.[45] Indeed, such a broad claim of Commission authority might raise issues under the major questions doctrine discussed in West Virginia v. [read post]