Search for: "David J. Hester"
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8 Mar 2024, 6:30 am
Clark, David A. [read post]
8 Mar 2024, 6:30 am
Clark, David A. [read post]
5 Mar 2024, 9:05 pm
J., Jan. 18, 2023 (accusing the SEC and FINRA of being “more interested in protecting their turf than protecting investors”); David Gura, Wringing its hands over FTX’s collapse, Washington hopes to prevent more crypto pain, NPR, November 22, 2022. [read post]
30 Jan 2024, 9:02 pm
I dissent from the Commission’s denial of a petition to amend Rule 202.5(e), our so-called gag rule.[1] This de facto rule follows from the Commission’s enforcement of its policy, adopted in 1972, that it will not “permit a defendant or respondent to consent to a judgment or order that imposes a sanction while denying the allegations in the complaint or order for proceedings. [read post]
13 Oct 2023, 6:30 am
Gregory, Sidley Austin LLP, on Saturday, October 7, 2023 Tags: Artificial intelligence, Board of Directors, Corporate governance, R&D What’s Next for Diversity Shareholder Proposals Posted by David A. [read post]
13 Oct 2023, 6:30 am
Gregory, Sidley Austin LLP, on Saturday, October 7, 2023 Tags: Artificial intelligence, Board of Directors, Corporate governance, R&D What’s Next for Diversity Shareholder Proposals Posted by David A. [read post]
24 Jun 2022, 6:26 am
A Theory of Compelled Commercial Speech under the First Amendment Posted by Sean J. [read post]
24 Jun 2022, 6:26 am
A Theory of Compelled Commercial Speech under the First Amendment Posted by Sean J. [read post]
3 Jun 2022, 6:31 am
Statement by Commissioner Peirce on Proposed Updates to Names Rule Posted by Hester M. [read post]
3 Jun 2022, 6:31 am
Statement by Commissioner Peirce on Proposed Updates to Names Rule Posted by Hester M. [read post]
8 Apr 2022, 5:50 am
Cochran, Zachary J. [read post]
8 Apr 2022, 5:50 am
Cochran, Zachary J. [read post]
25 Mar 2022, 5:48 am
Bab, and Jeffrey J. [read post]
18 Feb 2022, 6:01 am
Eddy, and David M. [read post]
11 Feb 2022, 6:11 am
Securities and Exchange Commission, on Thursday, February 10, 2022 Tags: Cybersecurity, Investment advisers, Risk, Risk disclosure, SEC, Securities regulation Statement by Commissioner Peirce on Private Fund Advisers Proposal Posted by Hester M. [read post]
4 Feb 2022, 5:53 am
Portilla, David J. [read post]
22 Oct 2021, 6:20 am
Delaware Decision Deals with Director Independence Posted by Gail Weinstein, Steven J. [read post]
18 Jun 2021, 5:55 am
Paul Forrester, and Thomas J. [read post]
21 May 2021, 5:54 am
.), David F. [read post]
16 Apr 2021, 5:51 am
Saunders, Sullivan & Cromwell LLP, on Wednesday, April 14, 2021 Tags: Climate change, Disclosure, Environmental disclosure, ESG, SEC, SEC rulemaking, Securities regulation, Sustainability Illiberal Governance and the Rise of China’s Public Firms Posted by Tami Groswald Ozery (Harvard Law School), on Wednesday, April 14, 2021 Tags: Alibaba, China, Foreign firms, Globalization, Holding Foreign Companies… [read post]
