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5 Mar 2024, 9:05 pm by renholding
J., Jan. 18, 2023 (accusing the SEC and FINRA of being “more interested in protecting their turf than protecting investors”); David Gura, Wringing its hands over FTX’s collapse, Washington hopes to prevent more crypto pain, NPR, November 22, 2022. [read post]
30 Jan 2024, 9:02 pm by renholding
I dissent from the Commission’s denial of a petition to amend Rule 202.5(e), our so-called gag rule.[1]  This de facto rule follows from the Commission’s enforcement of its policy, adopted in 1972, that it will not “permit a defendant or respondent to consent to a judgment or order that imposes a sanction while denying the allegations in the complaint or order for proceedings. [read post]
29 Nov 2023, 7:55 am
I am deighted to pass along the announcement of the publication of (Anne Wagner and Sarah Marusek (eds)) Research Handbook on Legal Semiotics (Edward Elgar, 2023). [read post]
3 May 2023, 9:03 pm by renholding
I know that much time went into this release, including many hours over at least one very taxing weekend put in by Melissa Roverts Harke, Robert Holowka, Sirimal Mukerjee, Adele Kittredge Murray, Neema Nassiri-Motlagh, Jill Pritzker, David Stevens, Thomas Strumpf, Sarah ten Siethoff, and Samuel K. [read post]
13 Feb 2023, 7:28 am by Unknown
”Panelist David Olivencia, CEO of Angeles Investors, recalled an exchange with a prospective angel investor who did not qualify as an accredited investor. [read post]
8 Jan 2023, 7:35 am
 Pix Credit hereI wanted to take this opportunity to circulate a discussion draft of an essay, entitled "Legal Semiotics, Globalization and Governance. [read post]
9 Nov 2022, 9:03 pm by William Tunney
Commissioner Peirce questioned the SEC’s need to look out for both retail and accredited investors. [read post]
1 Nov 2022, 8:38 am by Race to the Bottom
(See David McNickel, Brave New Coin; Chamber of Digital Commerce, Cision). [read post]