Search for: "David Smyth"
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4 Jun 2018, 1:45 pm
Smyth, Drone Controversies: Ethical and Legal Debates Surrounding Targeted Strikes and Electronic Surveillance (Toronto: Thomson Reuters Canada, 2016). [read post]
27 Mar 2012, 4:36 am
SEC Files Rare Subpoena Enforcement Action against Wells Fargo In this blog from David Smyth of Brooks Pierce, we learn the latest about the SEC's Enforcement Division wielding its subpoena power to compel production... [read post]
26 Feb 2016, 6:00 am
” [More…] Rob Cohen Discusses SEC’s Analysis and Detection Center by David Smyth in Cady Bar the Door Enter the Analysis and Detection Center. [read post]
20 May 2016, 3:28 am
Great story to tell your directors to scare them straight (this blog by David Smyth analyzes the case nicely). [read post]
25 Sep 2015, 5:19 am
Nice Guy on Investment Adviser Cybersecurity by David Smyth in Cady Bar the Door [read post]
22 Aug 2013, 3:45 am
David Smyth of Brooks Piece notes in the Cady Bar the Door blog: Earlier this summer, SEC chair Mary Jo White told a Wall Street Journal conference that the Commission would in some circumstances depart from its longstanding policy of allowing defendants to settle cases without admitting or denying wrongdoing. [read post]
5 Jun 2014, 4:36 am
Also see this blog by David Smyth entitled “Judge Rakoff Reversed by Second Circuit on SEC-Citi case, Still Sort of Wins”… SEC Enforcement: A Focus on Lawyers? [read post]
6 Dec 2013, 6:21 am
SEC CustodyFest Vol. 2: Electric Boogaloo by David Smyth in Cady Bar the Door I know you’ve been eagerly awaiting the return of SEC CustodyFest. [read post]
18 Jun 2014, 3:57 am
Here’s more on this case from David Smyth’s blog… Pension Funds: Mad at SEC Commissioner Gallagher According to this Reuters article, 11 pension funds have written a letter disputing comments that Commissioner Gallagher made in a recent speech about possible funding gaps at pension funds generally… The SEC Celebrates 80 Years Online Although the actual celebration was tamped down this year – an ice cream social – the SEC has built a “80th… [read post]
20 Feb 2015, 6:48 am
One Good Thing and One Bad Thing about SEC Administrative Proceedings by David Smyth in Cady Bar the Door One of my favorite lines from my kids’ books involves a cat named Pickles who’s having something of an identity crisis. [read post]
2 Aug 2013, 4:20 am
And see this blog from David Smyth about the deeper meaning of the SAC's Steve Cohen case (as well as this WSJ article by Russ Ryan about the SEC's low burden of proof). [read post]
7 Aug 2012, 4:49 am
David Smyth agrees with my conclusion, noting that "financial industry defendants would respect (and be inclined to hire) staff who were smart and tough in their work, instead of unethical patsies who were willing to look the other way in exchange for a favor. [read post]
17 Sep 2016, 4:56 am
Darren Smyth brings you the story. [read post]
13 Apr 2015, 3:47 am
In addition to this bevy of memos posted in our “Insider Trading” Practice Area, check out this blog by David Smyth about the 2nd Circuit’s Newman case. [read post]
23 Oct 2011, 6:59 am
Lee, Director of the Law and Development Institute 9:10 – 9:20 Welcome speech by Professor Mark Niles, Dean, Seattle University School of Law 9:20 – 9:30 Keynote speech by Professor Antonio Garcia-Padilla, former President, University of Puerto Rico Panel Presentation 9:30-11:00 Microtrade I Chair Professor David Gantz, University of Arizona School of Law Speakers Professor Y.S. [read post]
14 Jun 2015, 4:09 pm
Despite a climbdown from Operation Elveden, the risk of a criminal prosecution for paying public officials for stories is now higher than ever for journalists, argue David Spens QC and Tom Coke-Smyth for the Press Gazette’s Guest Blog. [read post]
4 Apr 2016, 11:21 am
* Book Review: Trade Marks Law by Glen GibbonsKatfriend Shane Smyth shares his thoughts on the second edition of Trade Marks Law, by Glen Gibbons, a book on trade mark law -- written from an Irish viewpoint. * A Milestone: IPKat's 10,000th Post! [read post]
7 Jan 2019, 7:44 am
David Rosenberg and Darren Smyth will speak on “Lyrica in the Supreme Court: broader lessons for pharmaceuticals”. [read post]
19 Nov 2020, 2:56 pm
Those decisions and the context in which they were made were described by long time bicycle advocate and former Urbana city clerk, Charlie Smyth, in a recent post. [read post]
23 Sep 2014, 4:38 am
Again from the Pharma Day, Annsley’s colleague Eibhlin Vardy reports on what was a lively discussion on the topic of "Early Resolution Mechanisms for Patent Disputes Regarding Approved Drug Products", the speakers being Warren Sprigings (Sprigings IP Law, Canada), Young Kim (Kim & Chang, Korea), and David Rosenberg (GSK, UK). [read post]
